Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 47801-47802 [2022-16653]
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Federal Register / Vol. 87, No. 149 / Thursday, August 4, 2022 / Notices
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Exchange Act Rule 12d1–3 (17 CFR
240.12d1–3) requires a certification that
a security has been approved by an
exchange for listing and registration
pursuant to Section 12(d) of the
Securities Exchange Act of 1934 (15
U.S.C. 78l(d)) to be filed with the
Commission. The information required
under Rule 12d1–3 must be filed with
the Commission and is publicly
available. We estimate that it takes
approximately one-half hour per
response to provide the information
required under Rule 12d1–3 and that
the information is filed by
approximately 688 respondents for a
total annual reporting burden of 344
hours (0.5 hours per response x 688
responses).
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication by October 3, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 29, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–16674 Filed 8–3–22; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–069, OMB Control No.
3235–0069]
Proposed Collection; Comment
Request: Extension: Industry Guides
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Industry Guides are used by
registrants in certain industries as
disclosure guidelines to be followed in
presenting information to investors in
Securities Act (15 U.S.C. 77a et seq.)
and Exchange Act (15 U.S.C. 78a et seq.)
registration statements and certain other
Exchange Act filings. The paperwork
burden from the Industry Guides is
imposed through the forms that are
subject to the disclosure requirements in
the Industry Guides and is reflected in
the analysis of these documents. To
avoid a Paperwork Reduction Act
inventory reflecting duplicative
burdens, for administrative convenience
the Commission estimates the total
annual burden imposed by the Industry
Guides to be one hour.
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication by October 3, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
PO 00000
Frm 00113
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47801
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 29, 2022.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–16672 Filed 8–3–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34656]
Applications for Deregistration Under
Section 8(f) of the Investment
Company Act of 1940
July 29, 2022.
Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of July 2022.
A copy of each application may be
obtained via the Commission’s website
by searching for the applicable file
number listed below, or for an applicant
using the Company name search field,
on the SEC’s EDGAR system. The SEC’s
EDGAR system may be searched at
https://www.sec.gov/edgar/searchedgar/
legacy/companysearch.html. You may
also call the SEC’s Public Reference
Room at (202) 551–8090. An order
granting each application will be issued
unless the SEC orders a hearing.
Interested persons may request a
hearing on any application by emailing
the SEC’s Secretary at SecretarysOffice@sec.gov and serving the relevant
applicant with a copy of the request by
email, if an email address is listed for
the relevant applicant below, or
personally or by mail, if a physical
address is listed for the relevant
applicant below. Hearing requests
should be received by the SEC by 5:30
p.m. on August 23, 2022, and should be
accompanied by proof of service on
applicants, in the form of an affidavit or,
for lawyers, a certificate of service.
Pursuant to Rule 0–5 under the Act,
hearing requests should state the nature
of the writer’s interest, any facts bearing
upon the desirability of a hearing on the
matter, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the
Commission’s Secretary at SecretarysOffice@sec.gov.
E:\FR\FM\04AUN1.SGM
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47802
Federal Register / Vol. 87, No. 149 / Thursday, August 4, 2022 / Notices
The Commission:
Secretarys-Office@sec.gov.
ADDRESSES:
FOR FURTHER INFORMATION CONTACT:
Shawn Davis, Assistant Director, at
(202) 551–6413 or Chief Counsel’s
Office at (202) 551–6821; SEC, Division
of Investment Management, Chief
Counsel’s Office, 100 F Street NE,
Washington, DC 20549–8010.
Infinity Long/Short Equity Fund, LLC
[File No. 811–23297]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On December 31,
2021, and March 28, 2022, applicant
made liquidating distributions to its
shareholders based on net asset value.
Expenses of $20,000 incurred in
connection with the liquidation were
paid by the applicant’s investment
adviser.
Filing Dates: The application was
filed on May 12, 2022, and amended on
July 12, 2022.
Applicant’s Address:
joshua.deringer@faegredrinker.com.
PFM Funds [File No. 811–04933]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to Government
Obligations Fund, a series of First
American Funds, Inc., and on December
20, 2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $538,205 incurred
connection with the reorganization were
paid by the applicant, the applicant’s
investment adviser, and the acquiring
fund.
Filing Date: The application was filed
on June 28, 2022.
Applicant’s Address: HESSD@
pfmam.com.
jspears on DSK121TN23PROD with NOTICES
PIMCO Dynamic Credit & Mortgage
Income Fund [File No. 811–22758]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to PIMCO Dynamic
Income Fund, and on December 10,
2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $2,990,379 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Date: The application was filed
on January 3, 2021.
Applicant’s Address: david.sullivan@
ropesgray.com.
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PIMCO Income Opportunity Fund [File
No. 811–22121]
SECURITIES AND EXCHANGE
COMMISSION
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to PIMCO Dynamic
Income Fund, and on December 10,
2021 made a final distribution to its
shareholders based on net asset value.
Expenses of $482,768 incurred in
connection with the reorganization were
paid by the applicant’s investment
adviser.
Filing Date: The application was filed
on January 3, 2021.
Applicant’s Address: david.sullivan@
ropesgray.com.
[SEC File No. 270–249, OMB Control No.
3235–0258]
Pioneer Income Opportunities Trust
[File No. 811–23486]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on February 9, 2022, and amended
on June 10, 2022.
Applicant’s Address:
jeremy.kantrowitz@morganlewis.com.
Value Line Tax Exempt Fund, Inc. [File
No. 811–03904]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 25,
2021, applicant made a liquidating
distribution to its shareholders based on
net asset value. Expenses of $139,000
incurred in connection with the
liquidation were paid by the applicant
and the applicant’s investment advisor.
Filing Dates: The application was
filed on April 20, 2022, and amended on
June 29, 2022.
Applicant’s Address: info@
vlfunds.com.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022–16653 Filed 8–3–22; 8:45 am]
BILLING CODE 8011–01–P
PO 00000
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Sfmt 4703
Proposed Collection; Comment
Request: Extension: Form F–1
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Form F–1 (17 CFR 239.31) is used by
certain foreign private issuers to register
securities pursuant to the Securities Act
of 1933 (15 U.S.C. 77a et seq.). The
information collected is intended to
ensure that the information required to
be filed by the Commission permits
verification of compliance with
securities law requirements and assures
the public availability of such
information. Form F–1 takes
approximately 1,615.57 hours per
response and is filed by approximately
66 respondents. We estimate that 25%
of the 1,615.57 hours per response
(403.89 hours) is prepared by the
registrant for a total annual reporting
burden of 26,657 hours (403.89 hours
per response × 66 responses).
Written comments are invited on: (a)
whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication by October 3, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
David Bottom, Director/Chief
E:\FR\FM\04AUN1.SGM
04AUN1
]]>Agencies
[Federal Register Volume 87, Number 149 (Thursday, August 4, 2022)]
[Notices]
[Pages 47801-47802]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-16653]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 34656]
Applications for Deregistration Under Section 8(f) of the
Investment Company Act of 1940
July 29, 2022.
AGENCY: Securities and Exchange Commission (``Commission'' or ``SEC'').
ACTION: Notice.
-----------------------------------------------------------------------
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
July 2022. A copy of each application may be obtained via the
Commission's website by searching for the applicable file number listed
below, or for an applicant using the Company name search field, on the
SEC's EDGAR system. The SEC's EDGAR system may be searched at https://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also
call the SEC's Public Reference Room at (202) 551-8090. An order
granting each application will be issued unless the SEC orders a
hearing. Interested persons may request a hearing on any application by
emailing the SEC's Secretary at [email protected] and serving
the relevant applicant with a copy of the request by email, if an email
address is listed for the relevant applicant below, or personally or by
mail, if a physical address is listed for the relevant applicant below.
Hearing requests should be received by the SEC by 5:30 p.m. on August
23, 2022, and should be accompanied by proof of service on applicants,
in the form of an affidavit or, for lawyers, a certificate of service.
Pursuant to Rule 0-5 under the Act, hearing requests should state the
nature of the writer's interest, any facts bearing upon the
desirability of a hearing on the matter, the reason for the request,
and the issues contested. Persons who wish to be notified of a hearing
may request notification by writing to the Commission's Secretary at
[email protected].
[[Page 47802]]
ADDRESSES: The Commission: [email protected].
FOR FURTHER INFORMATION CONTACT: Shawn Davis, Assistant Director, at
(202) 551-6413 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE, Washington, DC 20549-8010.
Infinity Long/Short Equity Fund, LLC [File No. 811-23297]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On December
31, 2021, and March 28, 2022, applicant made liquidating distributions
to its shareholders based on net asset value. Expenses of $20,000
incurred in connection with the liquidation were paid by the
applicant's investment adviser.
Filing Dates: The application was filed on May 12, 2022, and
amended on July 12, 2022.
Applicant's Address: [email protected].
PFM Funds [File No. 811-04933]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to Government Obligations Fund, a series of
First American Funds, Inc., and on December 20, 2021 made a final
distribution to its shareholders based on net asset value. Expenses of
$538,205 incurred connection with the reorganization were paid by the
applicant, the applicant's investment adviser, and the acquiring fund.
Filing Date: The application was filed on June 28, 2022.
Applicant's Address: [email protected].
PIMCO Dynamic Credit & Mortgage Income Fund [File No. 811-22758]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to PIMCO Dynamic Income Fund, and on
December 10, 2021 made a final distribution to its shareholders based
on net asset value. Expenses of $2,990,379 incurred in connection with
the reorganization were paid by the applicant's investment adviser.
Filing Date: The application was filed on January 3, 2021.
Applicant's Address: [email protected].
PIMCO Income Opportunity Fund [File No. 811-22121]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. The applicant
has transferred its assets to PIMCO Dynamic Income Fund, and on
December 10, 2021 made a final distribution to its shareholders based
on net asset value. Expenses of $482,768 incurred in connection with
the reorganization were paid by the applicant's investment adviser.
Filing Date: The application was filed on January 3, 2021.
Applicant's Address: [email protected].
Pioneer Income Opportunities Trust [File No. 811-23486]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on February 9, 2022, and
amended on June 10, 2022.
Applicant's Address: [email protected].
Value Line Tax Exempt Fund, Inc. [File No. 811-03904]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 25, 2021, applicant made a
liquidating distribution to its shareholders based on net asset value.
Expenses of $139,000 incurred in connection with the liquidation were
paid by the applicant and the applicant's investment advisor.
Filing Dates: The application was filed on April 20, 2022, and
amended on June 29, 2022.
Applicant's Address: [email protected].
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2022-16653 Filed 8-3-22; 8:45 am]
BILLING CODE 8011-01-P
