Securities and Exchange Commission January 20, 2022 – Federal Register Recent Federal Regulation Documents

Results 1 - 17 of 17
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Document Number: 2022-00981
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00981.html
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule
Document Number: 2022-00980
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00980.html
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and Fee Schedule
Document Number: 2022-00979
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00979.html
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls
Document Number: 2022-00978
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-00978.html
Submission for OMB Review; Comment Request
Document Number: 2022-01052
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01052.html
Submission for OMB Review; Comment Request
Document Number: 2022-01051
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01051.html
Submission for OMB Review; Comment Request
Document Number: 2022-01050
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01050.html
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC (“BOX”) Facility
Document Number: 2022-01069
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01069.html
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule
Document Number: 2022-01065
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01065.html
Submission for OMB Review; Comment Request; Extension: Rule 206(4)-7
Document Number: 2022-01061
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01061.html
Proposed Collection; Comment Request
Document Number: 2022-01060
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01060.html
Proposed Collection; Comment Request
Document Number: 2022-01059
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01059.html
Submission for OMB Review; Comment Request
Document Number: 2022-01058
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01058.html
Submission for OMB Review; Comment Request
Document Number: 2022-01057
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01057.html
Proposed Collection; Comment Request
Document Number: 2022-01056
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01056.html
Submission for OMB Review; Comment Request
Document Number: 2022-01055
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01055.html
Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund
Document Number: 2022-01053
Type: Notice
Date: 2022-01-20
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2022/01/20/2022-01053.html
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