Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund, 3137 [2022-01053]

Download as PDF Federal Register / Vol. 87, No. 13 / Thursday, January 20, 2022 / Notices and records that the broker-dealer has a net long position or net flat position on the settlement day for which the brokerdealer is claiming pre-fail credit is 1,886,646 times per year (3,551 registered broker-dealers checking for compliance once per day on 2.1 equity securities, multiplied by 253 trading days in 2020). The total approximate estimated annual burden hours per year will be 301,864 burden hours (1,886,646 multiplied by 0.16 hours/ demonstration 12). The total aggregate annual burden for the collection of information undertaken pursuant to all five provisions is thus 1,357,997 hours per year (301,864 + 149,088 + 303,317 + 301,864 + 301,864). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. The public may view background documentation for this information collection at the following website: www.reginfo.gov. Find this particular information collection by selecting ‘‘Currently under 30-day Review—Open for Public Comments’’ or by using the search function. Written comments and recommendations for the proposed information collection should be sent within 30 days of publication of this notice to (i) MBX.OMB.OIRA.SEC_desk_ officer@OMB.EOP.GOV and (ii) David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o John Pezzullo, 100 F Street NE, Washington, DC 20549, or by sending an email to: PRA_Mailbox@ sec.gov. Dated: January 14, 2022. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–01057 Filed 1–19–22; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 34470; 812–15284] Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund January 14, 2022. Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice. lotter on DSK11XQN23PROD with NOTICES1 AGENCY: Notice of an application under Section 6(c) of the Investment Company Act of 1940 (the ‘‘Act’’) for an exemption from Sections 18(a)(2), 18(c), 18(i) and Section 61(a) of the Act. Applicants request an order to permit certain closed-end management investment companies that have elected to be regulated as business development companies (‘‘BDCs’’) to issue multiple classes of shares with varying sales loads and asset-based service and/or distribution fees. APPLICANTS: Oaktree Fund Advisors, LLC. (‘‘OFA’’), Oaktree Strategic Credit Fund (‘‘OSCF’’). FILING DATE: The application was filed on November 30, 2021. HEARING OR NOTIFICATION OF HEARING: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC’s Secretary at Secretarys-Office@sec.gov and serving the relevant applicant with a copy of the request by email, if an email address is listed for the relevant applicant below, or personally or by mail, if a physical address is listed for the relevant applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on February 8, 2022, and should be accompanied by proof of service on applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0–5 under the Act, hearing requests should state the nature of the writer’s interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission’s Secretary. ADDRESSES: The Commission: Secretarys-Office@sec.gov. Applicants: c/o William G. Farrar, by email to farrarw@sullcrom.com. FOR FURTHER INFORMATION CONTACT: Lisa Reid Ragen, Branch Chief, at (202) 551– 6825 (Division of Investment Management, Chief Counsel’s Office). SUPPLEMENTARY INFORMATION: For Applicants’ representations, legal analysis, and condition, please refer to Applicants’ application, dated November 30, 2021, which may be obtained via the Commission’s website by searching for the file number, using the Company name box, at https:// www.sec.gov/search/search.htm, or by calling (202) 551–8090. For the Commission, by the Division of Investment Management, under delegated authority. SUMMARY OF APPLICATION: supra note 4. VerDate Sep<11>2014 17:16 Jan 19, 2022 BILLING CODE 8011–01–P Jkt 256001 PO 00000 Frm 00071 Fmt 4703 Sfmt 4703 [Release No. 34–93972; File No. SR–MIAX– 2021–58] Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls January 13, 2022. On November 16, 2021, Miami International Securities Exchange, LLC (‘‘MIAX Options’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to adopt a new Managed Protection Override feature, a new Max Put Price Protection feature, and a new MIAX Strategy Price Protection, which will be included in new Exchange Rule 532, ‘‘Order and Quote Price Protection Mechanisms and Risk Controls.’’ The proposed rule change was published for comment in the Federal Register on December 3, 2021.3 The Commission has received no comment letters regarding the proposed rule change. Section 19(b)(2) of the Act 4 provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The 45th day after publication of the notice for the proposed rule change is January 17, 2022. The Commission is extending the 45day period for Commission action on the proposed rule change. The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider and act on the proposed rule change. Accordingly, pursuant to U.S.C. 78s(b)(1). CFR 240.19b–4. 3 See Securities Exchange Act Release No. 93676 (November 29, 2021), 86 FR 68695. 4 15 U.S.C. 78s(b)(2). 2 17 [FR Doc. 2022–01053 Filed 1–19–22; 8:45 am] 12 See SECURITIES AND EXCHANGE COMMISSION 1 15 J. Matthew DeLesDernier, Assistant Secretary. 3137 E:\FR\FM\20JAN1.SGM 20JAN1

Agencies

[Federal Register Volume 87, Number 13 (Thursday, January 20, 2022)]
[Notices]
[Page 3137]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-01053]


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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 34470; 812-15284]


Oaktree Fund Advisors, LLC and Oaktree Strategic Credit Fund

January 14, 2022.
AGENCY: Securities and Exchange Commission (``Commission'').

ACTION: Notice.

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    Notice of an application under Section 6(c) of the Investment 
Company Act of 1940 (the ``Act'') for an exemption from Sections 
18(a)(2), 18(c), 18(i) and Section 61(a) of the Act.

Summary of Application:  Applicants request an order to permit certain 
closed-end management investment companies that have elected to be 
regulated as business development companies (``BDCs'') to issue 
multiple classes of shares with varying sales loads and asset-based 
service and/or distribution fees.

Applicants: Oaktree Fund Advisors, LLC. (``OFA''), Oaktree Strategic 
Credit Fund (``OSCF'').

Filing Date: The application was filed on November 30, 2021.

Hearing or Notification of Hearing:  An order granting the requested 
relief will be issued unless the Commission orders a hearing. 
Interested persons may request a hearing on any application by emailing 
the SEC's Secretary at [email protected] and serving the 
relevant applicant with a copy of the request by email, if an email 
address is listed for the relevant applicant below, or personally or by 
mail, if a physical address is listed for the relevant applicant below.
    Hearing requests should be received by the Commission by 5:30 p.m. 
on February 8, 2022, and should be accompanied by proof of service on 
applicants, in the form of an affidavit or, for lawyers, a certificate 
of service. Pursuant to rule 0-5 under the Act, hearing requests should 
state the nature of the writer's interest, any facts bearing upon the 
desirability of a hearing on the matter, the reason for the request, 
and the issues contested. Persons who wish to be notified of a hearing 
may request notification by emailing the Commission's Secretary.

ADDRESSES:  The Commission: [email protected]. Applicants: c/o 
William G. Farrar, by email to [email protected].

FOR FURTHER INFORMATION CONTACT:  Lisa Reid Ragen, Branch Chief, at 
(202) 551-6825 (Division of Investment Management, Chief Counsel's 
Office).

SUPPLEMENTARY INFORMATION:  For Applicants' representations, legal 
analysis, and condition, please refer to Applicants' application, dated 
November 30, 2021, which may be obtained via the Commission's website 
by searching for the file number, using the Company name box, at https://www.sec.gov/search/search.htm, or by calling (202) 551-8090.
    For the Commission, by the Division of Investment Management, under 
delegated authority.

J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022-01053 Filed 1-19-22; 8:45 am]
BILLING CODE 8011-01-P
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