Securities and Exchange Commission January 13, 2022 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request; Extension: Rule 17e-1

Document Number: 2022-00582

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00582.html

Proposed Collection; Comment Request; Extension: Form N-CSR

Document Number: 2022-00589

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00589.html

Proposed Collection; Comment Request; Extension: Order Granting a Conditional Exemption Under the Securities Exchange Act of 1934 From the Confirmation Requirements of Exchange Act Rule 10b-10(a) for Certain Transactions in Money Market Funds

Document Number: 2022-00587

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00587.html

John Hancock Exchange-Traded Fund Trust, et al.

Document Number: 2022-00598

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00598.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws Relating to the Continuing Education Fees

Document Number: 2022-00490

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00490.html

Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Establish a Monthly Membership Fee

Document Number: 2022-00489

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00489.html

New York Stock Exchange LLC; Order Granting Petition for Review and Scheduling Filing of Statements Regarding an Order Disapproving Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners

Document Number: 2022-00500

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00500.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.12

Document Number: 2022-00491

Type: Notice

Date: 2022-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2022/01/13/2022-00491.html