Securities and Exchange Commission December 8, 2021 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Apollo Investment Corporation, et al.
Document Number: 2021-26597
Type: Notice
Date: 2021-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/08/2021-26597.html
Submission for OMB Review; Comment Request
Document Number: 2021-26596
Type: Notice
Date: 2021-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/08/2021-26596.html
Proposed Collection; Comment Request
Document Number: 2021-26595
Type: Notice
Date: 2021-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/08/2021-26595.html
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes and Make Technical, Clarifying and Conforming Changes to the NSCC Rules & Procedures
Document Number: 2021-26531
Type: Notice
Date: 2021-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/08/2021-26531.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the Counterparty Monitoring Procedures and the Credit Rating System Model Description and Parameterization
Document Number: 2021-26530
Type: Notice
Date: 2021-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/08/2021-26530.html
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Juneteenth National Independence Day a Holiday of the Exchange
Document Number: 2021-26529
Type: Notice
Date: 2021-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2021/12/08/2021-26529.html
Reporting of Securities Loans
Document Number: 2021-25739
Type: Proposed Rule
Date: 2021-12-08
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is proposing a rule to increase the transparency and efficiency of the securities lending market by requiring any person that loans a security on behalf of itself or another person to report the material terms of those securities lending transactions and related information regarding the securities the person has on loan and available to loan to a registered national securities association (``RNSA''). The proposed rule would also require that the RNSA make available to the public certain information concerning each transaction and aggregate information on securities on loan and available to loan.
https://regulations.justia.com/regulations/fedreg/2021/12/08/2021-25739.html
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