Securities and Exchange Commission October 2021 – Federal Register Recent Federal Regulation Documents

SEC Small Business Capital Formation Advisory Committee
Document Number: 2021-23391
Type: Notice
Date: 2021-10-27
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Small Business Capital Formation Advisory Committee, established pursuant to Section 40 of the Securities Exchange Act of 1934 as added by the SEC Small Business Advocate Act of 2016, is providing notice that it will hold a public meeting by videoconference. The public is invited to submit written statements to the Committee.
Public Availability of the Securities and Exchange Commission's FY 2019 Service Contract Inventory
Document Number: 2021-23306
Type: Notice
Date: 2021-10-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Asset Management Advisory Committee; Meeting
Document Number: 2021-23265
Type: Notice
Date: 2021-10-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice is being provided that the Securities and Exchange Commission Asset Management Advisory Committee (``AMAC'') will hold a public meeting on November 3, 2021, by remote means. The meeting will begin at 10:00 a.m. (ET) and will be open to the public via webcast on the Commission's website at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will include a discussion of matters in the asset management industry relating to the Evolution of Advice and the Small Advisers and Small Funds Subcommittees, including potential recommendations.
Sunshine Act Meetings
Document Number: 2021-23295
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2021-23266
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Credit Suisse Asset Management, LLC., et al.; Notice of Application and Temporary Order
Document Number: 2021-23166
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-23161
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-23160
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-23159
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-23158
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-23157
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-23156
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-23155
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-23154
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-23153
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-23152
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-23151
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-23150
Type: Notice
Date: 2021-10-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Asset Management Advisory Committee
Document Number: 2021-23072
Type: Notice
Date: 2021-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice is being provided that the Securities and Exchange Commission Asset Management Advisory Committee (``AMAC'') will hold a public meeting on October 28, 2021, by remote means. The meeting will begin at 10:00 a.m. (ET) and will be open to the public via webcast on the Commission's website at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will include a discussion of matters in the asset management industry relating to the Evolution of Advice and the Small Advisers and Small Funds Subcommittees, including panel discussions and potential recommendations.
Sunshine Act Meetings
Document Number: 2021-23108
Type: Notice
Date: 2021-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.