Securities and Exchange Commission June 12, 2020 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Sunshine Act Meetings
Document Number: 2020-12888
Type: Notice
Date: 2020-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12888.html
Sunshine Act Meeting; Cancellation
Document Number: 2020-12842
Type: Notice
Date: 2020-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12842.html
Securities Investor Protection Corporation; Order Approving Proposed Bylaw Change, as Revised by Amendment No. 1, Relating to SIPC Board Compensation
Document Number: 2020-12735
Type: Notice
Date: 2020-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12735.html
Securities Investor Protection Corporation; Order Approving Proposed Bylaw Change Relating to SIPC Member Assessments
Document Number: 2020-12733
Type: Notice
Date: 2020-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12733.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a New Requirement Related to the Qualification of Management for Companies From Restrictive Markets
Document Number: 2020-12686
Type: Notice
Date: 2020-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12686.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Apply Additional Initial Listing Criteria for Companies Primarily Operating in Restrictive Markets
Document Number: 2020-12685
Type: Notice
Date: 2020-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12685.html
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 7, Types of Orders, To Add Other Existing Order Types to the List of Order Types
Document Number: 2020-12683
Type: Notice
Date: 2020-06-12
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2020/06/12/2020-12683.html
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