Sunshine Act Meeting; Cancellation, 35972 [2020-12842]
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Federal Register / Vol. 85, No. 114 / Friday, June 12, 2020 / Notices
III. Commission Findings
Section 3(e) of SIPA sets forth the
procedures for addressing proposed
SIPC rules and bylaws.18 Pursuant to
Section 3(e)(1)(B) of SIPA, the
Commission found that the proposed
bylaw changes involved a matter of such
significant public interest that public
comment should be obtained and
required that the procedures applicable
to SIPC proposed rule changes in
section 3(e)(2) of SIPA be followed.19
Section 3(e)(2) of SIPA sets forth the
procedures for proposed rule changes
and provides that the Commission shall
approve a proposed rule change if it
finds the change is in the public interest
and is consistent with the purposes of
SIPA. As discussed below, the
Commission finds, pursuant to Section
3(e)(2)(D) of SIPA, that the proposed
bylaw change is in the public interest
and consistent with the purposes of
SIPA.20
As noted above, the SIPC Board’s
honoraria have not increased since
2006. However, SIPC states that the
responsibility of the SIPC Board
members has increased since the 2008
financial crisis. For example, since
2006, SIPC has been responsible for
three major SIPA liquidations: Bernard
L. Madoff Investment Securities LLC;
Lehman Brothers, Inc.; and MF Global
Inc. Moreover, Congress designated
SIPC to serve as trustee in the orderly
liquidation of certain systemically
important broker-dealers in the DoddFrank Wall Street Reform and Customer
Protection Act of 2010.21 SIPC reports
that these additional responsibilities
have coincided with an increase in the
time commitment for the role, including
travel to attend SIPC Board meetings. In
addition, SIPC Board members have
been sued in their capacity as Board
members.22 Finally, the Commission
believes it is important to SIPC’s
customer protection mission to recruit
well-qualified individuals to serve on
the SIPC Board. SIPC directors should
serve the public interest and carry out
its mission of protecting investors.
The Commission also believes that the
proposed increases in the honoraria are
reasonable. In particular, the amount of
the proposed honoraria for the private
sector directors that do not serve as
Chair ($12,000 annually) is in line with
the maximum compensation paid to an
SES government employee, after pro
rating for the estimated number of days
18 See
15 U.S.C. 78ccc(e).
Notice, 85 FR 5513.
20 See 15 U.S.C. 78ccc(e)(2)(D).
21 See 12 U.S.C. 5385(a)(1).
22 See, e.g., Canavan v. Harbeck, Case No. 2:10–
cv–00954–FSH–PS (D.N.J. 2010).
19 See
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17:43 Jun 11, 2020
Jkt 250001
worked per year.23 Using the SES
government employee salary as a
benchmark is appropriate given the
similarity in the seniority and public
mission of both SES government
employees and SIPC Board members.
The proposed increase in the
Chairperson’s, acting Chairperson’s, or
the SIPC Board-delegated Chairperson’s
honorarium from $15,000 to $28,000
maintains the same approximate ratio
between the current private sector
directors’ honoraria and that of the
Chairperson, acting Chairperson, or the
SIPC Board-delegated Chairperson.
For these reasons, the Commission
finds, pursuant to Section 3(e)(2)(D) of
SIPA, that it is in the public interest and
is consistent with the purposes of SIPA
to increase the honoraria of the private
sector directors to account for the
increased responsibilities and time
commitments associated with the
positions and the potential legal risk the
private sector directors face, as well as
to provide an incentive to recruit wellqualified directors.24
IV. Conclusion
It is therefore ordered, pursuant to
Section 3(e)(2) of SIPA, that the
proposed bylaw change (SIPA 2019–01)
is approved.25
By the Commission.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–12735 Filed 6–11–20; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting; Cancellation
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: 85 FR 34669, June 5,
2020.
PREVIOUSLY ANNOUNCED TIME AND DATE OF
THE MEETING: Wednesday, June 10, 2020
at 2:00 p.m.
The Closed
Meeting scheduled for Wednesday, June
10, 2020 at 2:00 p.m., has been
cancelled.
CHANGES IN THE MEETING:
23 The maximum SES salary in 2019 was
$192,300. See Salary Table No. 2019–ES: Rates of
Basic Pay for Members of the Senior Executive
Service (SES), available at https://www.opm.gov/
policy-data-oversight/pay-leave/salaries-wages/
salary-tables/pdf/2019/ES.pdf (effective January
2019). When pro rating that salary for 16 days of
service a year on the SIPC Board, the equivalent
amount earned equals $12,307 (i.e., $192,300 * 16
days/250-day work year). Therefore, the proposed
honoraria of $12,000 approximates a pro-rated
version the current maximum SES salary.
24 See 15 U.S.C. 78ccc(e)(2)(D).
25 See 15 U.S.C. 78ccc(e)(2).
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CONTACT PERSON FOR MORE INFORMATION:
For further information; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
Dated: June 10, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020–12842 Filed 6–10–20; 11:15 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice 11136]
Updating the State Department’s List
of Entities and Subentities Associated
With Cuba (Cuba Restricted List)
Updated publication of list of
entities and subentities; notice.
ACTION:
The Department of State is
publishing an update to its List of
Restricted Entities and Subentities
Associated with Cuba (Cuba Restricted
List) with which direct financial
transactions are generally prohibited
under the Cuban Assets Control
Regulations (CACR). The Department of
Commerce’s Bureau of Industry and
Security (BIS) generally will deny
applications to export or reexport items
for use by entities or subentities
identified by the Department of State in
the Federal Register or at https://
www.state.gov/cuba-sanctions/cubarestricted-list/, unless such transactions
are determined to be consistent with
sections 2 and 3(a)(iii) of NSPM–5.
DATES: Applicable on June 12, 2020.
FOR FURTHER INFORMATION CONTACT:
Emily Belson, Office of Economic
Sanctions Policy and Implementation,
202–647–6526; Robert Haas, Office of
the Coordinator for Cuban Affairs, tel.:
202–453–8456, Department of State,
Washington, DC 20520.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
On June 16, 2017, the President
signed National Security Presidential
Memorandum-5 on Strengthening the
Policy of the United States toward Cuba
(NSPM–5). As directed by NSPM–5, on
November 9, 2017, the Department of
the Treasury’s Office of Foreign Assets
Control (OFAC) published a final rule in
the Federal Register amending the
CACR, 31 CFR part 515, and the
Department of Commerce’s Bureau of
Industry and Security (BIS) published a
final rule in the Federal Register
amending, among other sections, the
section of the Export Administration
Regulations (EAR) regarding Cuba, 15
CFR 746.2. The regulatory amendment
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Agencies
[Federal Register Volume 85, Number 114 (Friday, June 12, 2020)]
[Notices]
[Page 35972]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-12842]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting; Cancellation
FEDERAL REGISTER CITATION OF PREVIOUS ANNOUNCEMENT: 85 FR 34669, June
5, 2020.
PREVIOUSLY ANNOUNCED TIME AND DATE OF THE MEETING: Wednesday, June 10,
2020 at 2:00 p.m.
CHANGES IN THE MEETING: The Closed Meeting scheduled for Wednesday,
June 10, 2020 at 2:00 p.m., has been cancelled.
CONTACT PERSON FOR MORE INFORMATION: For further information; please
contact Vanessa A. Countryman from the Office of the Secretary at (202)
551-5400.
Dated: June 10, 2020.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2020-12842 Filed 6-10-20; 11:15 am]
BILLING CODE 8011-01-P