Securities and Exchange Commission August 2, 2019 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
Alaia Capital, LLC and m+ ETF Trust
Document Number: 2019-16562
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16562.html
Proposed Collection; Comment Request
Document Number: 2019-16532
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16532.html
Proposed Collection; Comment Request
Document Number: 2019-16529
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16529.html
Proposed Collection; Comment Request
Document Number: 2019-16528
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16528.html
Proposed Collection; Comment Request
Document Number: 2019-16526
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16526.html
Proposed Collection; Comment Request
Document Number: 2019-16525
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16525.html
Proposed Collection; Comment Request
Document Number: 2019-16523
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16523.html
Proposed Collection; Comment Request
Document Number: 2019-16522
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16522.html
Proposed Collection; Comment Request
Document Number: 2019-16521
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16521.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend FINRA Rule 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) To Make Substantive, Organizational and Terminology Changes
Document Number: 2019-16483
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16483.html
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC Pricing at Options 7, Section 3 Titled “Nasdaq Options Market-Ports and Other Services.”
Document Number: 2019-16482
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16482.html
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BX Pricing at Options 7, Section 3 Titled BX Options Market-Ports and Other Services
Document Number: 2019-16481
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16481.html
Submission for OMB Review; Comment Request
Document Number: 2019-16472
Type: Notice
Date: 2019-08-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2019/08/02/2019-16472.html
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