Securities and Exchange Commission September 21, 2018 – Federal Register Recent Federal Regulation Documents

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Long Duration Opportunities ETF Under NYSE Arca Rule 8.600-E

Document Number: C1-2018-18781

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/C1-2018-18781.html

Sunshine Act Meetings

Document Number: 2018-20742

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20742.html

Sunshine Act Meetings

Document Number: 2018-20741

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20741.html

Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Florence

Document Number: 2018-20740

Type: Rule

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

We are adopting interim final temporary rules for issuers subject to reporting obligations pursuant to Regulation Crowdfunding and Regulation A in order to address the needs of companies directly or indirectly affected by Hurricane Florence. The temporary rules extend the filing deadlines for specified reports and forms due pursuant to Regulation Crowdfunding and Regulation A for certain issuers.

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20740.html

Proposed Collection; Comment Request

Document Number: 2018-20592

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20592.html

Self-Regulatory Organizations; BOX Options Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network

Document Number: 2018-20548

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20548.html

Self-Regulatory Organizations; Miami International Securities Exchange LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members

Document Number: 2018-20547

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20547.html

Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange

Document Number: 2018-20546

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20546.html

Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members

Document Number: 2018-20545

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20545.html

Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members That Engage in Trading Activities on the Exchange

Document Number: 2018-20544

Type: Notice

Date: 2018-09-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2018/09/21/2018-20544.html