Log In
Sign Up
Find a Lawyer
Ask a Lawyer
Research the Law
Law Schools
Laws & Regs
Newsletters
Legal Marketing
Law Firm Websites
Law Firm SEO
Lawyer Directory
Local Marketing
PPC & LSA Management
Justia Onward
Other Marketing Solutions
Justia
US Law
US Regulations
Securities and Exchange Commission
2017
November
9
Securities and Exchange Commission November 9, 2017 – Federal Register Recent Federal Regulation Documents
Results 1 - 4 of 4
Subscribe
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt the Midpoint Extended Life Order
Document Number:
2017-24371
Type:
Notice
Date:
2017-11-09
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/11/09/2017-24371.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1080(p)(2) To Enhance Anti-Internalization Functionality
Document Number:
2017-24370
Type:
Notice
Date:
2017-11-09
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/11/09/2017-24370.html
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy
Document Number:
2017-24369
Type:
Notice
Date:
2017-11-09
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/11/09/2017-24369.html
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Section IV, Entitled “Other Transaction Fees”
Document Number:
2017-24368
Type:
Notice
Date:
2017-11-09
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2017/11/09/2017-24368.html