Securities and Exchange Commission April 2017 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 159
Proposed Collection; Comment Request
Document Number: 2017-07303
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-07302
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-07301
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-07300
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-07299
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-07298
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-07297
Type: Notice
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Inflation Adjustments and Other Technical Amendments Under Titles I and III of the Jobs Act
Document Number: 2017-06797
Type: Rule
Date: 2017-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting technical amendments to conform several rules and forms to amendments made to the Securities Act of 1933 (``Securities Act'') and the Securities Exchange Act of 1934 (``Exchange Act'') by Title I of the Jumpstart Our Business Startups (``JOBS'') Act. To effectuate inflation adjustments required under Title I and Title III of the JOBS Act, we are also adopting new rules that include an inflation-adjusted threshold in the definition of the term ``emerging growth company'' as well as amendments to adjust the dollar amounts in Regulation Crowdfunding.
Proposed Collection; Comment Request
Document Number: 2017-07250
Type: Notice
Date: 2017-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review: Comment Request
Document Number: 2017-07249
Type: Notice
Date: 2017-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the SEC) has submitted a revision to a currently approved information collection to the Office of Management and Budget (OMB) for review and approval in accordance with the Paperwork Reduction Act of 1995 (PRA). The SEC previously received OMB approval for a collection of information associated with the Final Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies (Joint Standards). The revision adds a form entitled ``Diversity Assessment Report Assessment Report for Entities Regulated by the SEC'' (Diversity Assessment Report) to facilitate the collection of information contemplated under the Joint Standards.
Proposed Collection; Comment Request
Document Number: 2017-07248
Type: Notice
Date: 2017-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Precidian ETFs Trust, et al.
Document Number: 2017-07173
Type: Notice
Date: 2017-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Olden Lane Securities LLC and Olden Lane Trust
Document Number: 2017-06908
Type: Notice
Date: 2017-04-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-06784
Type: Notice
Date: 2017-04-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-06695
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Winton Diversified Opportunities Fund and Winton Capital US LLC
Document Number: 2017-06693
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC
Document Number: 2017-06692
Type: Notice
Date: 2017-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-06691
Type: Notice
Date: 2017-04-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-06690
Type: Notice
Date: 2017-04-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Rule 98
Document Number: 2017-06567
Type: Notice
Date: 2017-04-04
Agency: Securities and Exchange Commission, Agencies and Commissions