Securities and Exchange Commission August 19, 2016 – Federal Register Recent Federal Regulation Documents

In the Matter of Imperial Plantation Corporation; Order of Suspension of Trading

Document Number: 2016-19945

Type: Notice

Date: 2016-08-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19945.html

Wells Fargo Bank, National Association, et al., Notice of Application

Document Number: 2016-19855

Type: Notice

Date: 2016-08-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19855.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7047

Document Number: 2016-19799

Type: Notice

Date: 2016-08-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19799.html

Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule

Document Number: 2016-19798

Type: Notice

Date: 2016-08-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19798.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to FINRA Rule 2232 (Customer Confirmations) To Require Members To Disclose Additional Pricing Information on Retail Customer Confirmations Relating to Transactions in Fixed Income Securities

Document Number: 2016-19773

Type: Notice

Date: 2016-08-19

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2016/08/19/2016-19773.html