Securities and Exchange Commission June 23, 2016 – Federal Register Recent Federal Regulation Documents

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Commission Interpretation Regarding Automated Quotations Under Regulation NMS
Document Number: 2016-14876
Type: Rule
Date: 2016-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is issuing a final interpretation with respect to the definition of automated quotation under Rule 600(b)(3) of Regulation NMS.
https://regulations.justia.com/regulations/fedreg/2016/06/23/2016-14876.html
In the Matter of the Application of: Investors' Exchange, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
Document Number: 2016-14875
Type: Notice
Date: 2016-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2016/06/23/2016-14875.html
Proposed Collection; Comment Request
Document Number: 2016-14840
Type: Notice
Date: 2016-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2016/06/23/2016-14840.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Composition, Terms of Members and Election Procedures for the National Adjudicatory Council
Document Number: 2016-14837
Type: Notice
Date: 2016-06-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2016/06/23/2016-14837.html
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