Securities and Exchange Commission November 9, 2015 – Federal Register Recent Federal Regulation Documents

Results 1 - 8 of 8
In the Matter of Friendly Energy Exploration, Public Media Works, Inc., VRDT Corp., and Zoro Mining Corp., File No. 500-1; Order of Suspension of Trading
Document Number: 2015-28549
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28549.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish a Retail Order Process Known as “RTFY”
Document Number: 2015-28405
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28405.html
Self-Regulatory Organizations; International Securities Exchange; Notice of Filing of Proposed Rule Change To Comply With the Requirements of Rule 1004 of Regulation SCI
Document Number: 2015-28404
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28404.html
Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Comply With the Requirements of Rule 1004 of Regulation SCI
Document Number: 2015-28403
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28403.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework and ICC Treasury Operations Policies and Procedures, and Adopt the ICC Risk Management Model Description Document
Document Number: 2015-28402
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28402.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials
Document Number: 2015-28401
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28401.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials
Document Number: 2015-28400
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28400.html
Proposed Collection; Comment Request
Document Number: 2015-28399
Type: Notice
Date: 2015-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28399.html
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