In the Matter of Friendly Energy Exploration, Public Media Works, Inc., VRDT Corp., and Zoro Mining Corp., File No. 500-1; Order of Suspension of Trading, 69258-69259 [2015-28549]
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69258
Federal Register / Vol. 80, No. 216 / Monday, November 9, 2015 / Notices
has not received any written comments
from members or other interested
parties.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not significantly affect the
protection of investors or the public
interest, does not impose any significant
burden on competition, and, by its
terms, does not become operative for 30
days from the date on which it was
filed, or such shorter time as the
Commission may designate, it has
become effective pursuant to section
19(b)(3)(A) of the Act 13 and Rule 19b–
4(f)(6) thereunder.14 The Exchange
provided the Commission with written
notice of its intent to file the proposed
rule change, along with a brief
description and text of the proposed
rule change, at least five business days
prior to the date of filing the proposed
rule change, or such shorter time as
designated by the Commission, as
required by Rule 19b–4(f)(6).
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
srobinson on DSK5SPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form https://www.sec.gov/
rules/sro.shtml); or
• Send an Email to rule-comments@
sec.gov. Please include File No. SR–ISE–
2015–35 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE., Washington, DC 20549–1090.
All submissions should refer to File
Number SR–ISE–2015–35. This file
13 15
14 17
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6).
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19:52 Nov 06, 2015
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commissions
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room. Copies of such filing
also will be available for inspection and
copying at the principal office of the
ISE. All comments received will be
posted without change; the Commission
does not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–ISE–2015–35 and should be
submitted by November 30, 2015.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.15
Brent J. Fields,
Secretary.
[FR Doc. 2015–28404 Filed 11–6–15; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
In the Matter of Friendly Energy
Exploration, Public Media Works, Inc.,
VRDT Corp., and Zoro Mining Corp.,
File No. 500–1; Order of Suspension of
Trading
November 5, 2015.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Friendly
Energy Exploration (CIK No. 1120434),
a revoked Nevada corporation with its
principal place of business listed as
Carson City, Nevada, with stock quoted
on OTC Link (previously, ‘‘Pink
Sheets’’) operated by OTC Markets
Group, Inc. (‘‘OTC Link’’) under the
ticker symbol FEGR, because it has not
filed any periodic reports since the
period ended December 31, 2012. On
December 16, 2014, the Division of
15 17
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CFR 200.30–3(a)(12).
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Corporation Finance sent Friendly
Energy Exploration a delinquency letter
requesting compliance with their
periodic filing obligations, but the letter
was returned because of Friendly
Energy Exploration’s failure to maintain
a valid address on file with the
Commission, as required by
Commission rules (Rule 301 of
Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual).
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Public
Media Works, Inc. (CIK No. 1108730), a
void Delaware corporation with its
principal place of business listed as Los
Angeles, California, with stock quoted
on OTC Link under the ticker symbol
PUBQQ, because it has not filed any
periodic reports since the period ended
November 30, 2012. On November 12,
2014, Public Media Works received a
delinquency letter sent by the Division
of Corporation Finance requesting
compliance with their periodic filing
obligations.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of VRDT Corp.
(CIK No. 1399480), a void Delaware
corporation with its principal place of
business listed as Rancho Cucamonga,
California, with stock quoted on OTC
Link under the ticker symbol VRDT,
because it has not filed any periodic
reports since the period ended
December 31, 2012. On November 10,
2014, VRDT received a delinquency
letter sent by the Division of
Corporation Finance requesting
compliance with their periodic filing
obligations.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Zoro
Mining Corp. (CIK No. 1329484), a
revoked Nevada corporation with its
principal place of business listed as
Tucson, Arizona, with stock quoted on
OTC Link under the ticker symbol
ZORM, because it has not filed any
periodic reports since the period ended
January 31, 2013. On November 7, 2014,
the Division of Corporate Finance sent
Zoro Mining a delinquency letter
requesting compliance with their
periodic filing obligations, but the letter
was returned because of Zoro Mining’s
failure to maintain a valid address on
file with the Commission, as required by
Commission rules (Rule 301 of
Regulation S–T, 17 CFR 232.301 and
Section 5.4 of EDGAR Filer Manual).
The Commission is of the opinion that
the public interest and the protection of
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Federal Register / Vol. 80, No. 216 / Monday, November 9, 2015 / Notices
investors require a suspension of trading
in the securities of the above-listed
companies.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed companies
is suspended for the period from 9:30
a.m. EST on November 5, 2015, through
11:59 p.m. EST on November 18, 2015.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015–28549 Filed 11–5–15; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–76329; File No. SR–EDGX–
2015–51]
Self-Regulatory Organizations; EDGX
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change To Amend Rules 3.22,
Proxy Voting, and 13.3, Forwarding of
Proxy and Other Issuer Materials
November 3, 2015.
srobinson on DSK5SPTVN1PROD with NOTICES
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
23, 2015, EDGX Exchange, Inc. (the
‘‘Exchange’’ or ‘‘EDGX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Exchange has
designated this proposal as a ‘‘noncontroversial’’ proposed rule change
pursuant to Section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6)(iii)
thereunder,4 which renders it effective
upon filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange filed a proposal to
restructure and amend Rules 3.22, Proxy
Voting, and 13.3, Forwarding or [sic]
Proxy and other Issuer Materials, to
conform to the rules of BATS Exchange,
Inc. (‘‘BZX’’) and BATS Y-Exchange,
Inc. (‘‘BYX’’).5
The text of the proposed rule change
is available at the Exchange’s Web site
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6)(iii).
5 See BYX and BZX Rule 13.3.
2 17
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19:52 Nov 06, 2015
Jkt 238001
at www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
A. Self-Regulatory Organization's
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
In early 2014, the Exchange and its
affiliate, EDGA Exchange, Inc.
(‘‘EDGA’’) received approval to effect a
merger (the ‘‘Merger’’) of the Exchange’s
parent company, Direct Edge Holdings
LLC, with BATS Global Markets, Inc.,
the parent of BZX and the BATS YExchange, Inc. (‘‘BYX’’, together with
BZX, EDGA and EDGX, the ‘‘BGM
Affiliated Exchanges’’).6 In the context
of the Merger, the BGM Affiliated
Exchanges are working to align their
rules, retaining only intended
differences between the BGM Affiliated
Exchanges.
The Exchange provisions regarding
proxy delivery and voting are currently
included in two separate rules—Rule
3.22 governing proxy voting, and Rule
13.3 governing the forwarding of proxy
and other issuer related materials.
Conversely, BZX and BYX rules
consolidate their proxy delivery and
voting requirements into a single rule,
Rule 13.3. Thus, the Exchange proposes
to restructure and amend Rules 3.22,
Proxy Voting, and 13.3, Forwarding or
Proxy and other Issuer Materials, to
conform to the corresponding rules of
BYX and BZX in order to provide a
consistent rule set across each of the
BGM Affiliated Exchanges.7
In sum, Rule 3.22 limits the
circumstances in which a Member may
6 See Securities Exchange Act Release No. 71449
(January 30, 2014), 79 FR 6961 (February 5, 2014)
(SR–EDGX–2013–43; SR–EDGA–2013–34).
7 The Exchange notes that EDGA intends to file
an identical proposal with the Commission to
restructure and amend its Rules 3.22. Proxy Voting,
and 13.3, Forwarding or Proxy and other Issuer
Materials, to conform to BYX and BZX Rules 13.3.
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69259
vote a proxy without instructions from
beneficial owners while Rule 13.3
requires Members to transmit proxy
materials and other communications to
beneficial owners of securities. The
Exchange notes the provisions of
Exchange Rules 3.22 and 13.3 are
substantially similar to BYX and BZX
Rules 13.3 which also limits the
circumstances in which a Member may
vote a proxy and requires Members to
transmit proxy materials to beneficial
owners of securities. Nonetheless, the
Exchange proposes to consolidate its
proxy rules into a single Rule 13.3 with
minor revisions to make the rule
identical to the corresponding BYX and
BZX Rules 13.3. Each of these revisions
are discussed below.
First, the Exchange proposes to
number the current text of Rule 13.3 as
paragraph (a) with the following
modification: Remove reference to Rule
3.22 regarding the definition of
‘‘designated investment adviser’’ under
Interpretation and Policy .01 as that rule
is to be relocated to Rule 13.3 as
described below.
Second, the Exchange proposes to
relocate Rule 3.22, Proxy Voting, in its
entirety to Rule 13.3 as follows:
• Rule 3.22(a) would be renumbered
as Rule 13.3(b) with a revision to
subsections (ii) and (iii) to include the
phrase ‘‘such proxy is given’’ in order to
mirror BZX and BYX Rules 13.3(b). The
rule would continue to prohibit
Members from giving a proxy to vote
stock that is registered in its name,
unless: (i) Such Member is the
beneficial owner of such stock; (ii) such
proxy is given pursuant to the written
instructions of the beneficial owner; or
(iii) such proxy is given pursuant to the
rules of any national securities exchange
or association of which it is a member
provided that the records of the Member
clearly indicate the procedure it is
following.
• Rule 3.22(b) would be renumbered
as Rule 13.3(c) with a revision to replace
a reference to ‘‘SEC’’ with
‘‘Commission’’ in order to mirror BZX
and BYX Rules 13.3(c).
• Rule 3.22(c) would be renumbered
as Rule 13.3(d) with a revision to
replace a reference to ‘‘Rule 13.3’’ with
paragraph (a) of this Rule as the current
text of Rule 13.3 is proposed to be
numbered as paragraph (a). As
amended, Rule 13.3(d) would mirror
BZX and BYX Rules 13.3(d).
• Interpretation and Policies to Rule
3.22 would be relocated in its entirety
to Rule 13.3 with no changes.
Other than as described above, the
Exchange does not propose any
additional changes to the relocated text
of Rule 3.22. As amended, Exchange
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Agencies
[Federal Register Volume 80, Number 216 (Monday, November 9, 2015)]
[Notices]
[Pages 69258-69259]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2015-28549]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
In the Matter of Friendly Energy Exploration, Public Media Works,
Inc., VRDT Corp., and Zoro Mining Corp., File No. 500-1; Order of
Suspension of Trading
November 5, 2015.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Friendly Energy Exploration (CIK No. 1120434), a revoked Nevada
corporation with its principal place of business listed as Carson City,
Nevada, with stock quoted on OTC Link (previously, ``Pink Sheets'')
operated by OTC Markets Group, Inc. (``OTC Link'') under the ticker
symbol FEGR, because it has not filed any periodic reports since the
period ended December 31, 2012. On December 16, 2014, the Division of
Corporation Finance sent Friendly Energy Exploration a delinquency
letter requesting compliance with their periodic filing obligations,
but the letter was returned because of Friendly Energy Exploration's
failure to maintain a valid address on file with the Commission, as
required by Commission rules (Rule 301 of Regulation S-T, 17 CFR
232.301 and Section 5.4 of EDGAR Filer Manual).
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Public Media Works, Inc. (CIK No. 1108730), a void Delaware corporation
with its principal place of business listed as Los Angeles, California,
with stock quoted on OTC Link under the ticker symbol PUBQQ, because it
has not filed any periodic reports since the period ended November 30,
2012. On November 12, 2014, Public Media Works received a delinquency
letter sent by the Division of Corporation Finance requesting
compliance with their periodic filing obligations.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
VRDT Corp. (CIK No. 1399480), a void Delaware corporation with its
principal place of business listed as Rancho Cucamonga, California,
with stock quoted on OTC Link under the ticker symbol VRDT, because it
has not filed any periodic reports since the period ended December 31,
2012. On November 10, 2014, VRDT received a delinquency letter sent by
the Division of Corporation Finance requesting compliance with their
periodic filing obligations.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Zoro Mining Corp. (CIK No. 1329484), a revoked Nevada corporation with
its principal place of business listed as Tucson, Arizona, with stock
quoted on OTC Link under the ticker symbol ZORM, because it has not
filed any periodic reports since the period ended January 31, 2013. On
November 7, 2014, the Division of Corporate Finance sent Zoro Mining a
delinquency letter requesting compliance with their periodic filing
obligations, but the letter was returned because of Zoro Mining's
failure to maintain a valid address on file with the Commission, as
required by Commission rules (Rule 301 of Regulation S-T, 17 CFR
232.301 and Section 5.4 of EDGAR Filer Manual).
The Commission is of the opinion that the public interest and the
protection of
[[Page 69259]]
investors require a suspension of trading in the securities of the
above-listed companies.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed companies is suspended for the period from 9:30 a.m. EST
on November 5, 2015, through 11:59 p.m. EST on November 18, 2015.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2015-28549 Filed 11-5-15; 11:15 am]
BILLING CODE 8011-01-P