Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/05/06?limit=200®isters=between&mode=atom2024-12-10T16:10:04-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10586.htmlNotice - Syntax, LLC and Syntax ETF Trust; Notice of Application2015-05-06T00:00:00-07:002015-05-06T00:00:00-07:002015-10586Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10586.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10585.htmlNotice - TCW Direct Lending LLC, et al.; Notice of Application2015-05-06T00:00:00-07:002015-05-06T00:00:00-07:002015-10585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10585.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10511.htmlNotice - Starboard Investment Trust and Foliometrix, LLC; Notice of Application2015-05-06T00:00:00-07:002015-05-06T00:00:00-07:002015-10511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10511.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10505.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-05-06T00:00:00-07:002015-05-06T00:00:00-07:002015-10505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10505.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10504.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures2015-05-06T00:00:00-07:002015-05-06T00:00:00-07:002015-10504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10504.pdfhttps://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10503.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party has a Substantial Interest2015-05-06T00:00:00-07:002015-05-06T00:00:00-07:002015-10503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-05-06/pdf/2015-10503.pdf