Securities and Exchange Commission January 13, 2015 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting

Document Number: 2015-00419

Type: Notice

Date: 2015-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00419.html

Sunshine Act Meeting

Document Number: 2015-00418

Type: Notice

Date: 2015-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00418.html

Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program in Rule 1059, Accommodation Transactions

Document Number: 2015-00298

Type: Notice

Date: 2015-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00298.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook

Document Number: 2015-00295

Type: Notice

Date: 2015-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00295.html

Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending the Bylaws of New York Stock Exchange LLC's Wholly-Owned Subsidiary, NYSE Regulation, Inc., To Provide That Non-Affiliated Directors of NYSE Regulation, Inc. Would Not Be Removed for Cause If They Are Acting in Good Faith in Exercising Their Responsibilities as Directors Related to NYSE Regulation's Functions and Responsibilities Delegated to It Under the Delegation Agreement Between New York Stock Exchange LLC, NYSE Regulation and NYSE Market (DE), Inc.

Document Number: 2015-00294

Type: Notice

Date: 2015-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00294.html

Proposed Collection; Comment Request

Document Number: 2015-00293

Type: Notice

Date: 2015-01-13

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2015/01/13/2015-00293.html