Sunshine Act Meeting, 1681 [2015-00419]
Download as PDF
<![CDATA[
Federal Register / Vol. 80, No. 8 / Tuesday, January 13, 2015 / Notices
Securities Exchange Act of 1934
(‘‘Exchange Act’’) governing the
security-based swap data repository
(‘‘SDR’’) registration process, the duties
of such repositories, and the core
principles applicable to such
repositories.
• The Commission will consider
whether to adopt Regulation SBSR
under the Exchange Act to provide for
regulatory reporting of security-based
swap information and the public
dissemination of security-based swap
transaction, volume, and pricing
information by registered SDRs.
• The Commission will consider
whether to propose certain new rules,
rule amendments, and guidance to
Regulation SBSR under the Exchange
Act to address, among other things, the
reporting duties for cleared and
platform-executed security-based swap
transactions.
The duty officer determined that no
earlier notice thereof was possible.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted, or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: January 8, 2015.
Brent J. Fields,
Secretary.
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
asabaliauskas on DSK5VPTVN1PROD with NOTICES
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, January 15, 2015 at 2:00
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or her designee, has
certified that, in her opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Gallagher, as duty
officer, voted to consider the items
17:10 Jan 12, 2015
Dated: January 8, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015–00419 Filed 1–9–15; 4:15 pm]
BILLING CODE 8011–01–P
Jkt 235001
internal support use, operative on
March 1, 2015. The text of the proposed
rule change is available on the
Exchange’s Web site at www.nyse.com,
at the principal office of the Exchange,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
SECURITIES AND EXCHANGE
COMMISSION
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
[Release No. 34–74011; File No. SR–
NYSEARCA–2014–149]
1. Purpose
Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Amending the Fees for
NYSE ArcaBook
January 7, 2015.
[FR Doc. 2015–00418 Filed 1–9–15; 4:15 pm]
VerDate Sep<11>2014
listed for the Closed Meeting in closed
session.
The subject matter of the Closed
Meeting will be:
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact the Office of the Secretary at
(202) 551–5400.
1681
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on December
24, 2014, NYSE Arca, Inc. (the
‘‘Exchange’’ or ‘‘NYSE Arca’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend the
fees for NYSE ArcaBook to: (1) Establish
eligibility requirements for
redistribution on a managed nondisplay basis and add an access fee for
managed non-display data recipients,
operative on January 1, 2015; and (2)
establish a fee cap for redistributor
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
PO 00000
Frm 00062
Fmt 4703
Sfmt 4703
The Exchange proposes to amend the
fees for NYSE ArcaBook, as set forth on
the NYSE Arca Equities Proprietary
Market Data Fee Schedule (‘‘Fee
Schedule’’), as follows:
• To establish eligibility requirements
for redistribution of market data on a
Managed Non-Display basis and
establish an access fee for Managed
Non-Display data recipients, operative
on January 1, 2015; and
• To establish a fee cap for
redistributor internal support use,
operative on March 1, 2015.
Proposed Changes to Managed NonDisplay Services and Fees
Non-Display Use of NYSE Arca
Equities market data means accessing,
processing, or consuming NYSE Arca
Equities market data delivered via direct
and/or Redistributor 4 data feeds for a
purpose other than in support of a data
recipient’s display or further internal or
external redistribution. A Redistributor
approved for Managed Non-Display
Services manages and controls the
access to NYSE ArcaBook and does not
allow for further internal distribution or
external redistribution of NYSE
ArcaBook by the data recipients.
Managed Non-Display Services Fees
apply when a data recipient’s non4 ‘‘Redistributor’’ means a vendor or any other
person that provides an NYSE data product to a
data recipient or to any system that a data recipient
uses, irrespective of the means of transmission or
access.
E:\FR\FM\13JAN1.SGM
13JAN1
]]>Agencies
[Federal Register Volume 80, Number 8 (Tuesday, January 13, 2015)]
[Notices]
[Page 1681]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2015-00419]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, January
15, 2015 at 2:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or her designee, has
certified that, in her opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matter at the Closed Meeting.
Commissioner Gallagher, as duty officer, voted to consider the
items listed for the Closed Meeting in closed session.
The subject matter of the Closed Meeting will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact the Office of the
Secretary at (202) 551-5400.
Dated: January 8, 2015.
Brent J. Fields,
Secretary.
[FR Doc. 2015-00419 Filed 1-9-15; 4:15 pm]
BILLING CODE 8011-01-P
