Securities and Exchange Commission January 9, 2015 – Federal Register Recent Federal Regulation Documents

Results 1 - 12 of 12
Proposed Collection; Comment Request
Document Number: 2015-00139
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00139.html
Proposed Collection; Comment Request
Document Number: 2015-00138
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00138.html
Morgan Stanley Smith Barney LLC and Morgan Stanley Global Investment Solutions; Notice of Application
Document Number: 2015-00137
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicants request an order that would permit certain series of a unit investment trust (``UIT'') registered under the Act to acquire shares of registered management investment companies and unit investment trusts or series thereof (the ``Funds'') both within and outside the same group of investment companies. Applicants: Morgan Stanley Smith Barney LLC (the ``Depositor''), and Morgan Stanley Global Investment Solutions (``MS GIS'').
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00137.html
Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Top and Last Sale Data Feeds
Document Number: 2015-00136
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00136.html
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds
Document Number: 2015-00135
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00135.html
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Document Number: 2015-00134
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00134.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook MKT Order Imbalances
Document Number: 2015-00133
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00133.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades
Document Number: 2015-00132
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00132.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades
Document Number: 2015-00129
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00129.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Charged for Tax Services
Document Number: 2015-00128
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00128.html
Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Waiver Program for Certain OTC FX Cleared-Only Products
Document Number: 2015-00127
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00127.html
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework
Document Number: 2015-00126
Type: Notice
Date: 2015-01-09
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/01/09/2015-00126.html
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