Securities and Exchange Commission May 21, 2014 – Federal Register Recent Federal Regulation Documents

Andalusian Resorts and Spas, Inc.; Order of Suspension of Trading

Document Number: 2014-11839

Type: Notice

Date: 2014-05-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/05/21/2014-11839.html

Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Strategic Income ETF of First Trust Exchange-Traded Fund IV

Document Number: 2014-11740

Type: Notice

Date: 2014-05-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/05/21/2014-11740.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating To Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600

Document Number: 2014-11724

Type: Notice

Date: 2014-05-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/05/21/2014-11724.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of the Shares of iShares 2020 S&P AMT-Free Municipal Series Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02

Document Number: 2014-11705

Type: Notice

Date: 2014-05-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/05/21/2014-11705.html

Copley Fund, Inc.; Notice of Application

Document Number: 2014-11684

Type: Notice

Date: 2014-05-21

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2014/05/21/2014-11684.html