Securities and Exchange Commission April 10, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 16 of 16
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Introduce a New Credit for Certain Retail Providing Liquidity on the Exchange
Document Number: 2014-08058
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08058.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Introduce a New Credit for Certain Retail Providing Liquidity on the Exchange
Document Number: 2014-08057
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08057.html
Proposed Collection; Comment Request
Document Number: 2014-08005
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08005.html
Submission for OMB Review; Comment Request
Document Number: 2014-08003
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08003.html
Submission for OMB Review; Comment Request
Document Number: 2014-08002
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08002.html
Proposed Collection; Comment Request
Document Number: 2014-08001
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08001.html
Submission for OMB Review; Comment Request
Document Number: 2014-08000
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08000.html
Submission for OMB Review; Comment Request
Document Number: 2014-07999
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07999.html
Submission for OMB Review; Comment Request
Document Number: 2014-07998
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07998.html
Proposed Collection; Comment Request
Document Number: 2014-07997
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07997.html
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Applicable to Rule 530 Relating to Limit Up/Limit Down
Document Number: 2014-07995
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07995.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the End of Trading on CBSX
Document Number: 2014-07994
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07994.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Managed Data Solution for Non-Display Usage
Document Number: 2014-07993
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07993.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to BOX Rule 5050 To Replace the Reference To “GOOG” With “GOOGL”
Document Number: 2014-07992
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07992.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Its Rule 24.19
Document Number: 2014-07991
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07991.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules
Document Number: 2014-07990
Type: Notice
Date: 2014-04-10
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07990.html
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