Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2014/04/10?limit=200&registers=between&mode=atom 2020-09-18T07:40:49-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08058.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Introduce a New Credit for Certain Retail Providing Liquidity on the Exchange 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-08058 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08058.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08057.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Introduce a New Credit for Certain Retail Providing Liquidity on the Exchange 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-08057 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08057.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08005.html Notice - Proposed Collection; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-08005 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08005.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08003.html Notice - Submission for OMB Review; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-08003 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08003.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08002.html Notice - Submission for OMB Review; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-08002 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08002.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08001.html Notice - Proposed Collection; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-08001 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08001.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-08000.html Notice - Submission for OMB Review; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-08000 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-08000.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07999.html Notice - Submission for OMB Review; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07999 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07999.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07998.html Notice - Submission for OMB Review; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07998 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07998.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07997.html Notice - Proposed Collection; Comment Request 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07997 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07997.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07995.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Applicable to Rule 530 Relating to Limit Up/Limit Down 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07995 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07995.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07994.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the End of Trading on CBSX 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07994 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07994.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07993.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Managed Data Solution for Non-Display Usage 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07993 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07993.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07992.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretive Material to BOX Rule 5050 To Replace the Reference To “GOOG” With “GOOGL” 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07992 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07992.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07991.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Its Rule 24.19 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07991 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07991.pdf https://regulations.justia.com/regulations/fedreg/2014/04/10/2014-07990.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules 2014-04-10T00:00:00-07:00 2014-04-10T00:00:00-07:00 2014-07990 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-04-10/pdf/2014-07990.pdf