Securities and Exchange Commission February 14, 2014 – Federal Register Recent Federal Regulation Documents

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Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps, and Request for Comment
Document Number: C1-2014-02834
Type: Notice
Date: 2014-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/02/14/C1-2014-02834.html
KKR Series Trust and Prisma Capital Partners LP; Notice of Application
Document Number: C1-2014-02766
Type: Notice
Date: 2014-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/02/14/C1-2014-02766.html
Sunshine Act Meeting
Document Number: 2014-03457
Type: Notice
Date: 2014-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03457.html
Emerging Global Advisors, LLC, et al.
Document Number: 2014-03251
Type: Notice
Date: 2014-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03251.html
Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates
Document Number: 2014-03250
Type: Notice
Date: 2014-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03250.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Document Number: 2014-03186
Type: Notice
Date: 2014-02-14
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03186.html
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