KKR Series Trust and Prisma Capital Partners LP; Notice of Application, 9013 [C1-2014-02766]
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Federal Register / Vol. 79, No. 31 / Friday, February 14, 2014 / Notices
By telephone vote on February 4,
2014, members of the Board of
Governors of the United States Postal
Service met and voted unanimously to
close to public observation its meeting
held in Washington, DC, via
teleconference. The Board determined
that no earlier public notice was
possible.
MATTERS CONSIDERED:
1. Strategic Issues.
GENERAL COUNSEL CERTIFICATION: The
General Counsel of the United States
Postal Service has certified that the
meeting was properly closed under the
Government in the Sunshine Act.
CONTACT PERSON FOR MORE INFORMATION:
Requests for information about the
meeting should be addressed to the
Secretary of the Board, Julie S. Moore,
at (202) 268–4800.
Julie S. Moore,
Secretary.
[FR Doc. 2014–03509 Filed 2–12–14; 4:15 pm]
BILLING CODE 7710–12–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
30905; File No. 812–14124]
KKR Series Trust and Prisma Capital
Partners LP; Notice of Application
February 4, 2014.
Correction
In notice document 2014–02766,
appearing on pages 7719–7722 in the
issue of Monday, February 10, 2014,
make the following correction:
On page 7719, in the first column, the
date, which was inadvertently omitted
from the document heading, is added to
read as set forth above.
[FR Doc. C1–2014–02766 Filed 2–13–14; 8:45 am]
BILLING CODE 1505–01–D
mstockstill on DSK4VPTVN1PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
30910; 812–14205]
Emerging Global Advisors, LLC, et al.;
Notice of Application
February 10, 2014.
Securities and Exchange
Commission (‘‘Commission’’).
AGENCY:
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Summary of Application: Applicants
request an order that would permit (a)
series of certain open-end management
investment companies to issue shares
(‘‘Shares’’) redeemable in large
aggregations only (‘‘Creation Units’’); (b)
secondary market transactions in Shares
to occur at negotiated market prices
rather than at net asset value (‘‘NAV’’);
(c) certain series to pay redemption
proceeds, under certain circumstances,
more than seven days after the tender of
Shares for redemption; (d) certain
affiliated persons of the series to deposit
securities into, and receive securities
from, the series in connection with the
purchase and redemption of Creation
Units; and (e) certain registered
management investment companies and
unit investment trusts outside of the
same group of investment companies as
the series to acquire Shares. The order
would supersede a prior order.1
Applicants: Emerging Global
Advisors, LLC (‘‘Current Adviser’’), EGA
Emerging Global Shares Trust (‘‘Trust’’)
and ALPS Distributors, Inc.
(‘‘Distributor’’).
DATES:Filing Dates: THE APPLICATION WAS
FILED ON AUGUST 29, 2013, AND AMENDED
ON NOVEMBER 21, 2013 AND ON FEBRUARY
7, 2014. Hearing or Notification of
Hearing: An order granting the
requested relief will be issued unless
the Commission orders a hearing.
Interested persons may request a
hearing by writing to the Commission’s
Secretary and serving applicants with a
copy of the request, personally or by
mail. Hearing requests should be
received by the Commission by 5:30
p.m. on March 6, 2014, and should be
accompanied by proof of service on
applicants, in the form of an affidavit,
or for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
1 Applicants previously received an order of
exemption from the Commission with respect to the
offering of indexed based funds. See, Emerging
Global Advisors, LLC, et al., Investment Company
Act Release Nos. 30184 (Aug. 28, 2012) (notice) and
30212 (Sep. 25, 2012) (order) (the ‘‘Prior EGA
Order’’).
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Board of Governors; Sunshine Act
Meeting: Board Votes To Close
February 4, 2014, Meeting
BILLING CODE 6325–39–C
Notice of an application for an
order under section 6(c) of the
Investment Company Act of 1940 (the
‘‘Act’’) for an exemption from sections
2(a)(32), 5(a)(1), 22(d), and 22(e) of the
Act and rule 22c–1 under the Act, under
sections 6(c) and 17(b) of the Act for an
exemption from sections 17(a)(1) and
17(a)(2) of the Act, and under section
12(d)(1)(J) for an exemption from
sections 12(d)(1)(A) and 12(d)(1)(B) of
the Act.
ACTION:
POSTAL SERVICE
[FR Doc. 2014–03284 Filed 2–13–14; 8:45 am]
9013
]]>Agencies
[Federal Register Volume 79, Number 31 (Friday, February 14, 2014)]
[Notices]
[Page 9013]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: C1-2014-02766]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 30905; File No. 812-14124]
KKR Series Trust and Prisma Capital Partners LP; Notice of
Application
February 4, 2014.
Correction
In notice document 2014-02766, appearing on pages 7719-7722 in the
issue of Monday, February 10, 2014, make the following correction:
On page 7719, in the first column, the date, which was
inadvertently omitted from the document heading, is added to read as
set forth above.
[FR Doc. C1-2014-02766 Filed 2-13-14; 8:45 am]
BILLING CODE 1505-01-D
