Securities and Exchange Commission December 2013 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 214
Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp.; Order of Suspension of Trading
Document Number: 2013-30473
Type: Notice
Date: 2013-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-30274
Type: Notice
Date: 2013-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-30273
Type: Notice
Date: 2013-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Catalyst Capital Advisors LLC and Mutual Fund Series Trust; Notice of Application
Document Number: 2013-30272
Type: Notice
Date: 2013-12-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements without shareholder approval.
Wells Fargo Funds Trust, et al.; Notice of Application
Document Number: 2013-30182
Type: Notice
Date: 2013-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would permit them to enter into and materially amend subadvisory agreements with Wholly-Owned Sub-Advisors (as defined below) and non-affiliated sub-advisors without shareholder approval and would grant relief from certain disclosure requirements.
Sunshine Act Meeting
Document Number: 2013-30213
Type: Notice
Date: 2013-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-30051
Type: Notice
Date: 2013-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions