Securities and Exchange Commission December 11, 2013 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2013-29501
Type: Notice
Date: 2013-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-29500
Type: Notice
Date: 2013-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
American Beacon Funds, et al.; Notice of Application
Document Number: 2013-29499
Type: Notice
Date: 2013-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice Filing, as Modified by Amendment Nos. 1, 2, and 3, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs
Document Number: 2013-29498
Type: Notice
Date: 2013-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
(1) Special Periods were expanded to include monthly options expirations periods along with quarterly options expiration periods; (2) Clearing Members could designate a commercial lender to commit to the Credit Facility on the Clearing Member's behalf, enabling the Clearing Member to receive the dollar-for-dollar reduction of its Regular SLD; (3) any commitments to the Credit Facility made in excess of a Clearing Member's Regular SLD would be allocated ratably among all 30 Clearing Members that would be required to make a Regular SLD funding obligation; and (4) ``liquidity exposure reports'' would be provided to all NSCC members, so that members, particularly Clearing Members, could better assess their liquidity exposure to NSCC.\16\
Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs
Document Number: 2013-29497
Type: Notice
Date: 2013-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
(1) Special Periods were expanded to include monthly options expirations periods along with quarterly options expiration periods; (2) Clearing Members could designate a commercial lender to commit to the Credit Facility on the Clearing Member's behalf, enabling the Clearing Member to receive the dollar-for-dollar reduction of its Regular SLD; (3) any commitments to the Credit Facility made in excess of a Clearing Member's Regular SLD would be allocated ratably among all 30 Clearing Members that would be required to make a Regular SLD funding obligation; and (4) ``liquidity exposure reports'' would be provided to all NSCC members, so that members, particularly Clearing Members, could better assess their liquidity exposure to NSCC.\17\