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Securities and Exchange Commission
2013
November
26
Securities and Exchange Commission November 26, 2013 – Federal Register Recent Federal Regulation Documents
Results 1 - 5 of 5
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In the Matter of Pure H20 Bio-Technologies, Inc.; Order of Suspension of Trading
Document Number:
2013-28447
Type:
Notice
Date:
2013-11-26
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28447.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBSX Fees Schedule
Document Number:
2013-28274
Type:
Notice
Date:
2013-11-26
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28274.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to TRACE Reporting and Dissemination of Transactions in Additional Asset-Backed Securities
Document Number:
2013-28273
Type:
Notice
Date:
2013-11-26
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28273.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund
Document Number:
2013-28272
Type:
Notice
Date:
2013-11-26
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28272.html
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule
Document Number:
2013-28271
Type:
Notice
Date:
2013-11-26
Agency:
Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/11/26/2013-28271.html