Securities and Exchange Commission August 13, 2013 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Proposed Collection; Comment Request
Document Number: 2013-19516
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19516.html
Proposed Collection; Comment Request
Document Number: 2013-19515
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19515.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Single-Sided Order Fees and Credits and the Order Cancellation Fee; Correction
Document Number: 2013-19514
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission published a document in the Federal Register of July 8, 2013 concerning a Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Single- Sided Order Fees and Credits and the Order Cancellation Fee. The document was dated incorrectly.
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19514.html
Proposed Collection; Comment Request
Document Number: 2013-19513
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19513.html
Proposed Collection; Comment Request
Document Number: 2013-19512
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19512.html
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex Orders Can Initiate a Complex Order Live Auction; Correction
Document Number: 2013-19511
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission published a document in the Federal Register of June 27, 2013 concerning a Notice of Filing of Proposed Rule Change Relating to Which Complex Orders Can Initiate a Complex Order Live Auction. The document was dated incorrectly.
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19511.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to Market Maker Risk Parameters and Complex Orders
Document Number: 2013-19510
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19510.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 9217 (Violations Appropriate for Disposition Under Plan Pursuant to SEC Rule 19d-1(c)(2))
Document Number: 2013-19509
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19509.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees
Document Number: 2013-19508
Type: Notice
Date: 2013-08-13
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/08/13/2013-19508.html
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