Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating To Which Complex Orders Can Initiate a Complex Order Live Auction; Correction, 49308 [2013-19511]
Download as PDF
<![CDATA[
49308
Federal Register / Vol. 78, No. 156 / Tuesday, August 13, 2013 / Notices
Form ID is filed by individuals,
companies or other for-profit
organizations that are required to file
electronically. We estimate
approximately 65,784 registrants file
Form ID and it takes approximately an
estimated 0.15 hours per response for a
total annual burden of 9,868 hours.
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comment to
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 100 F Street NE., Washington,
DC 20549 or send an email to:
PRA_Mailbox@sec.gov.
Dated: August 7, 2013.
Kevin M. O’Neill,
Deputy Secretary.
Rule Change to Amend the Single-Sided
Order Fees and Credits and the Order
Cancellation Fee. The document was
dated incorrectly.
FOR FURTHER INFORMATION CONTACT:
Dhawal Sharma, Division of Trading
and Markets, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549, (202) 551–5779.
Correction
In the Federal Register of July 8,
2013, in FR Doc. 2013–16232, on page
40788, in the 21st line of the second
column, the date is corrected to read as
noted above.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–19514 Filed 8–12–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69829A; File No. SR–
PHLX–2013–65]
Self-Regulatory Organizations; Notice
of Filing of Proposed Rule Change
Relating To Which Complex Orders
Can Initiate a Complex Order Live
Auction; Correction
June 21, 2013.
Securities and Exchange
Commission.
AGENCY:
ACTION:
Notice; correction.
The Securities and Exchange
Commission published a document in
the Federal Register of June 27, 2013
concerning a Notice of Filing of
Proposed Rule Change Relating to
Which Complex Orders Can Initiate a
Complex Order Live Auction. The
document was dated incorrectly.
SUMMARY:
[FR Doc. 2013–19516 Filed 8–12–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69903A; File No. SR–CHX–
2013–12]
FOR FURTHER INFORMATION CONTACT:
Self-Regulatory Organizations; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change To Amend
the Single-Sided Order Fees and
Credits and the Order Cancellation
Fee; Correction
Charles Sommers, Division of Trading
and Markets, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549, (202) 551–5787.
July 1, 2013.
In the Federal Register of June 27,
2013, in FR Doc. 2013–15370, on page
38750, in the 27th line of the third
column, the date is corrected to read as
noted above.
Securities And Exchange
Commission.
ACTION: Notice; correction.
ehiers on DSK2VPTVN1PROD with NOTICES
AGENCY:
The Securities and Exchange
Commission published a document in
the Federal Register of July 8, 2013
concerning a Notice of Filing and
Immediate Effectiveness of Proposed
SUMMARY:
VerDate Mar<15>2010
15:31 Aug 12, 2013
Jkt 229001
Correction
Kevin M. O’Neill,
Deputy Secretary.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–70129; File No. SR–
NASDAQ–2013–099]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Modify
NASDAQ Connectivity Options and
Fees
August 7, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on July 25,
2013 The NASDAQ Stock Market LLC
(‘‘NASDAQ’’ or ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to modify
NASDAQ connectivity options and fees.
The text of the proposed rule change is
available at https://
nasdaq.cchwallstreet.com/, at the
Exchange’s principal office, and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to modify
Rule 7034(b) regarding connectivity to
NASDAQ. Specifically, the Exchange
proposes to establish connectivity and
[FR Doc. 2013–19511 Filed 8–12–13; 8:45 am]
1 15
BILLING CODE 8011–01–P
2 17
PO 00000
Frm 00059
Fmt 4703
Sfmt 4703
E:\FR\FM\13AUN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
13AUN1
]]>Agencies
[Federal Register Volume 78, Number 156 (Tuesday, August 13, 2013)]
[Notices]
[Page 49308]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-19511]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-69829A; File No. SR-PHLX-2013-65]
Self-Regulatory Organizations; Notice of Filing of Proposed Rule
Change Relating To Which Complex Orders Can Initiate a Complex Order
Live Auction; Correction
June 21, 2013.
AGENCY: Securities and Exchange Commission.
ACTION: Notice; correction.
-----------------------------------------------------------------------
SUMMARY: The Securities and Exchange Commission published a document in
the Federal Register of June 27, 2013 concerning a Notice of Filing of
Proposed Rule Change Relating to Which Complex Orders Can Initiate a
Complex Order Live Auction. The document was dated incorrectly.
FOR FURTHER INFORMATION CONTACT: Charles Sommers, Division of Trading
and Markets, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549, (202) 551-5787.
Correction
In the Federal Register of June 27, 2013, in FR Doc. 2013-15370, on
page 38750, in the 27th line of the third column, the date is corrected
to read as noted above.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-19511 Filed 8-12-13; 8:45 am]
BILLING CODE 8011-01-P
