Securities and Exchange Commission July 31, 2013 – Federal Register Recent Federal Regulation Documents

Adoption of Updated EDGAR Filer Manual
Document Number: 2013-18395
Type: Rule
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The revisions are being made primarily to introduce the new EDGARLink Online submission form type SD (Specialized Disclosure Report) and SD/A; support minor updates to Form 13H. The EDGAR system is scheduled to be upgraded to support this functionality on July 22, 2013.
NGAM Advisors, L.P., et al.; Notice of Application
Document Number: 2013-18349
Type: Notice
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Calamos Advisors LLC and Calamos ETF Trust; Notice of Application
Document Number: 2013-18348
Type: Notice
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions