Securities and Exchange Commission July 31, 2013 – Federal Register Recent Federal Regulation Documents

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Adoption of Updated EDGAR Filer Manual
Document Number: 2013-18395
Type: Rule
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The revisions are being made primarily to introduce the new EDGARLink Online submission form type SD (Specialized Disclosure Report) and SD/A; support minor updates to Form 13H. The EDGAR system is scheduled to be upgraded to support this functionality on July 22, 2013.
https://regulations.justia.com/regulations/fedreg/2013/07/31/2013-18395.html
NGAM Advisors, L.P., et al.; Notice of Application
Document Number: 2013-18349
Type: Notice
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/31/2013-18349.html
Calamos Advisors LLC and Calamos ETF Trust; Notice of Application
Document Number: 2013-18348
Type: Notice
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/31/2013-18348.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Functionality
Document Number: 2013-18347
Type: Notice
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/31/2013-18347.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Rule To Codify Existing Price Protection Mechanisms
Document Number: 2013-18346
Type: Notice
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/31/2013-18346.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a New Rule To Codify Existing Price Protection Mechanisms
Document Number: 2013-18345
Type: Notice
Date: 2013-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/31/2013-18345.html
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