Securities and Exchange Commission July 2, 2013 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Message Types and Connectivity
Document Number: 2013-15847
Type: Notice
Date: 2013-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/02/2013-15847.html
First Trust Exchange-Traded Fund, et al.; Notice of Application
Document Number: 2013-15846
Type: Notice
Date: 2013-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/02/2013-15846.html
Invesco Advisers, Inc., et al.; Notice of Application
Document Number: 2013-15842
Type: Notice
Date: 2013-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/02/2013-15842.html
The Dreyfus Corporation, et al.; Notice of Application
Document Number: 2013-15841
Type: Notice
Date: 2013-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would amend and supersede a prior order (the ``Non-Affiliated Sub- Adviser Order'') \1\ that permits them to enter into and materially amend subadvisory agreements for certain multi-managed funds with non- affiliated sub-advisers without shareholder approval and grants relief from certain disclosure requirements. The requested order would permit applicants to enter into, and amend, such agreements with Wholly-Owned Sub-Advisers (as defined below) and non-affiliated sub-advisers without shareholder approval.
https://regulations.justia.com/regulations/fedreg/2013/07/02/2013-15841.html
ETF Issuer Solutions Inc., et al.; Notice of Application
Document Number: 2013-15781
Type: Notice
Date: 2013-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/02/2013-15781.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7130 (Execution and Price/Time Priority) To Adjust the NBBO Exposure Period
Document Number: 2013-15780
Type: Notice
Date: 2013-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/02/2013-15780.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposing To List and Trade Shares of Market Vectors Low Volatility Commodity ETF and Market Vectors Long/Short Commodity ETF Under NYSE Arca Equities Rule 8.200
Document Number: 2013-15779
Type: Notice
Date: 2013-07-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/07/02/2013-15779.html
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