Securities and Exchange Commission March 2, 2012 – Federal Register Recent Federal Regulation Documents

Results 1 - 9 of 9
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Document Number: 2012-5083
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5083.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious Error Rule
Document Number: 2012-5082
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5082.html
Medley Capital Corporation, et al.; Notice of Application
Document Number: 2012-5061
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit a business development company (``BDC'') to co-invest with certain affiliated investment funds in portfolio companies.
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5061.html
Notice of Applications for Deregistration Under the Investment Company Act of 1940
Document Number: 2012-5060
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Each applicant seeks an order declaring that it has ceased to be an investment company. On March 1, 2011, each applicant transferred the assets of its series to a corresponding series of DWS Securities Trust, based on net asset value. Expenses of $2,087 and $15,220, respectively, incurred in connection with the reorganizations were paid by the acquiring funds. Filing Date: The applications were filed on January 18, 2012. Applicants' Address: 345 Park Ave., New York, NY 10154. DWS Advisor Funds [File No. 811-4760]
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5060.html
Submission for OMB Review; Comment Request
Document Number: 2012-5059
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5059.html
Self-Regulatory Organizations; Midwest Securities Trust Company; Order Cancelling Clearing Agency Registration
Document Number: 2012-5057
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5057.html
Self-Regulatory Organizations; Pacific Securities Depository Trust Company; Order Cancelling Clearing Agency Registration
Document Number: 2012-5056
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5056.html
Self-Regulatory Organizations; Pacific Clearing Corporation; Order Cancelling Clearing Agency Registration
Document Number: 2012-5055
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5055.html
Self-Regulatory Organizations; Midwest Clearing Corporation; Order Cancelling Clearing Agency Registration
Document Number: 2012-5054
Type: Notice
Date: 2012-03-02
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2012/03/02/2012-5054.html
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