Notice of Applications for Deregistration Under the Investment Company Act of 1940, 12890-12892 [2012-5060]
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12890
Federal Register / Vol. 77, No. 42 / Friday, March 2, 2012 / Notices
needing a sign language interpreter,
should contact Mollie Matull at
415.561.5300 prior to March 9, 2012.
Times: The meeting will begin at 6:30
p.m. on Wednesday, March 14, 2012.
ADDRESSES: The meeting will be held at
the Golden Gate Club, 135 Fisher Loop,
Presidio of San Francisco.
FOR FURTHER INFORMATION CONTACT:
Karen Cook, General Counsel, the
Presidio Trust, 34 Graham Street, P.O.
Box 29052, San Francisco, California
94129–0052, Telephone: 415.561.5300.
Dated: February 27, 2012.
Karen A. Cook,
General Counsel.
[FR Doc. 2012–5156 Filed 3–1–12; 8:45 am]
BILLING CODE 4310–4R–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: US Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
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Extension:
Regulation AC; OMB Control No. 3235–
0575; SEC File No. 270–517.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the existing collection of
information provided for in the
following rule: Regulation Analyst
Certification (AC) (17 CFR 242.500–
505), under the Securities Exchange Act
of 1934 (15 U.S.C 78a et seq.).
Regulation AC requires that research
reports published, circulated, or
provided by a broker or dealer or
covered person contain a statement
attesting that the views expressed in
each research report accurately reflect
the analyst’s personal views and
whether or not the research analyst
received or will receive any
compensation in connection with the
views or recommendations expressed in
the research report. Regulation AC also
requires broker-dealers to, on a quarterly
basis, make, keep, and maintain records
of research analyst statements regarding
whether the views expressed in public
appearances accurately reflected the
analyst’s personal views, and whether
any part of the analyst’s compensation
is related to the specific
recommendations or views expressed in
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the public appearance. Regulation AC
also requires that research prepared by
foreign persons be presented to U.S.
persons pursuant to Securities Exchange
Act Rule 15a–6 and that broker-dealers
notify associated persons if they would
be covered by the regulation. Regulation
AC excludes the news media from its
coverage.
The collections of information under
Regulation AC are necessary to provide
investors with information with which
to determine the value of the research
available to them. It is important for an
investor to know whether an analyst
may be biased with respect to securities
or issuers that are the subject of a
research report. Further, in evaluating a
research report, it is reasonable for an
investor to want to know about an
analyst’s compensation. Without the
information collection, the purposes of
Regulation AC could not be met.
The Commission estimates that
Regulation AC imposes an aggregate
annual time burden of approximately
26,230 hours on 5,186 respondents, or
approximately 5 hours per respondent.
The Commission estimates that the total
annual internal cost of the 26,230 hours
is approximately $10,615,404.00, or
approximately $2,047.00 per
respondent, annually.
The Commission may not conduct or
sponsor a collection of information
unless it displays a currently valid OMB
control number. No person shall be
subject to any penalty for failing to
comply with a collection of information
subject to the PRA that does not display
a valid OMB control number.
The public may view background
documentation for this information
collection at the following Web site,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312 or send an email
to: PRA_Mailbox@sec.gov. Comments
must be submitted to OMB within 30
days of this notice.
Dated: February 27, 2012.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–5059 Filed 3–1–12; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–29966]
Notice of Applications for
Deregistration Under the Investment
Company Act of 1940
February 24, 2012.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of February
2012. A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
March 20, 2012, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street NE.,
Washington, DC 20549–8010.
DWS Technology Fund [File No. 811–
547]
DWS Mutual Funds, Inc. [File No. 811–
5565]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On March 1,
2011, each applicant transferred the
assets of its series to a corresponding
series of DWS Securities Trust, based on
net asset value. Expenses of $2,087 and
$15,220, respectively, incurred in
connection with the reorganizations
were paid by the acquiring funds.
Filing Date: The applications were
filed on January 18, 2012.
Applicants’ Address: 345 Park Ave.,
New York, NY 10154.
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DWS Advisor Funds [File No. 811–
4760]
Applicant’s Address: 345 Park Ave.,
New York, NY 10154.
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On April 29,
2011, applicant transferred the assets of
its series to corresponding series of
DWS Securities Trust, DWS Money
Market Trust and DWS Market Trust,
based on net asset value. Expenses of
$25,446 incurred in connection with the
reorganization were paid by the
acquiring funds.
Filing Date: The application was filed
on January 18, 2012.
Applicant’s Address: 345 Park Ave.,
New York, NY 10154.
DWS Strategic Government Securities
Fund [File No. 811–2719]
DWS RREEF World Real Estate Fund,
Inc. [File No. 811–22046]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On February 28,
2011, applicant transferred its assets to
DWS RREEF Global Real Estate
Securities Funds (the ‘‘Acquiring
Fund’’), a series of DWS Advisors
Funds, based on net asset value. On
April 29, 2011, the Acquiring Fund
reorganized as a series of DWS
Securities Trust. Expenses of $252,405
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on January 18, 2012.
Applicant’s Address: 345 Park Ave.,
New York, NY 10154.
Old RMR Real Estate Income Fund [File
No. 811–22234]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On January 20,
2012, applicant transferred its assets to
RMR Real Estate Income Fund, based on
net asset value. Expenses of $499,159
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on January 23, 2012.
Applicant’s Address: Two Newton
Place, 255 Washington St., Suite 300,
Newton, MA 02458.
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DWS Blue Chip Fund [File No. 811–
5357]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On February 1,
2011, applicant transferred its assets to
DWS Blue Chip Fund, a series of DWS
Investment Trust, based on net asset
value. Expenses of $1,772 incurred in
connection with the reorganization were
paid by the acquiring fund.
Filing Date: The application was filed
on January 18, 2012.
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DWS Strategic Income Fund [File No.
811–2743]
DWS High Income Series [File No. 811–
2786]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On February 1,
2011, each applicant transferred the
assets of its series to corresponding
series of DWS Income Trust, based on
net asset value. Expenses of $3,484,
$1,763 and $3,036, respectively,
incurred in connection with the
reorganizations were paid by the
acquiring fund.
Filing Date: The applications were
filed on January 18, 2012.
Applicants’ Address: 345 Park Ave.,
New York, NY 10154.
DWS State Tax Free Trust [File No.
811–3749]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 1,
2011, applicant transferred the assets of
its outstanding series to a corresponding
series of DWS State Tax-Free Income
Series, based on net asset value.
Expenses of $1,870 incurred in
connection with the reorganization were
paid by applicant.
Filing Date: The application was filed
on January 18, 2012.
Applicant’s Address: 345 Park Ave.,
New York, NY 10154.
AllianceBernstein Global Growth Fund,
Inc. [File No. 811–21064]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. By October 4,
2011, applicant finished making
liquidating distributions to its
shareholders, based on net asset value.
Expenses of $17,691 incurred in
connection with the liquidation were
paid by applicant.
Filing Date: The application was filed
on January 9, 2012.
Applicant’s Address: 1345 Avenue of
the Americas, New York, NY 10105.
Coventry Funds Trust [File No. 811–
8644]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On September 5,
2008, applicant transferred it assets to
EM Capital India Gateway Fund, a series
of Northern Lights Fund Trust, based on
net asset value. Expenses of
approximately $6,960 incurred in
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12891
connection with the reorganization were
paid by EM Capital Management, LLC,
applicant’s investment adviser.
Filing Dates: The application was
filed on October 28, 2011 and amended
on January 27, 2012.
Applicant’s Address: 3435 Stelzer
Rd., Columbus, OH 43219.
Oppenheimer Balanced Fund [File No.
811–3864]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 18,
2011, applicant transferred its assets to
Oppenheimer Equity Income Fund, Inc.,
based on net asset value. Expenses of
$134,072 incurred in connection with
the reorganization were paid by
applicant.
Filing Date: The application was filed
on February 1, 2012.
Applicant’s Address: 6803 S. Tucson
Way, Centennial, CO 80112.
Oppenheimer Principal Protected Trust
II [File No. 811–21414]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On March 24,
2011, applicant transferred its assets to
Oppenheimer Main Street Funds, Inc.,
based on net asset value. Expenses of
$79,829 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on February 1, 2012.
Applicant’s Address: 6803 S. Tucson
Way, Centennial, CO 80112.
TS&W/Claymore Tax-Advantage
Balanced Fund [File No. 811–21515]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On January 13,
2012, applicant transferred its assets to
Guggenheim Municipal Income Fund
(formerly Rydex/SGI Municipal Fund), a
series of Security Income Fund, based
on net asset value. Of $718,000 in
expenses incurred in connection with
the reorganization, applicant paid
$260,000 and the remaining expenses
were paid by Guggenheim Funds
Investment Advisors, LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on January 30, 2012.
Applicant’s Address: 2455 Corporate
West Dr., Lisle, IL 60532.
Ameritor Security Trust [File No. 811–
18]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 27,
2011, applicant made a liquidating
distribution to its shareholders, based
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on net asset value. Expenses of $9,490
incurred in connection with the
liquidation were paid by applicant.
Filing Dates: The application was
filed on December 28, 2011, and
amended on February 1, 2012.
Applicant’s Address: 4400 MacArthur
Blvd. NW., Suite 301, Washington, DC
20007.
DWS Communications Fund, Inc. [File
No. 811–3883]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On April 29,
2011, applicant transferred its assets to
DWS Communications Fund, a series of
DWS Securities Trust, based on net
asset value. Expenses of $1,404 incurred
in connection with the reorganization
were paid by the acquiring fund.
Filing Date: The application was filed
on January 18, 2012.
Applicant’s Address: 345 Park Ave.,
New York, NY 10154.
York Enhanced Strategies Fund, LLC
[File No. 811–21834]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On August 4,
2011, and November 4, 2011, applicant
made liquidating distributions to its
shareholders, based on net asset value.
Applicant has 21 remaining
shareholders, and each is a holder of
common shares entitled to a pro rata
share of the assets, if any, remaining
after the winding up of applicant’s
affairs. As of January 15, 2012, applicant
retained assets of $14,944,911 in cash to
cover the remaining expenses of
winding up its affairs and its remaining
liabilities and applicant had $4,344,331
in outstanding liabilities. Expenses of
$495,000 incurred in connection with
the liquidation were paid by applicant.
Filing Dates: The application was
filed on November 8, 2011, and
amended on January 20, 2012.
Applicant’s Address: 767 Fifth Ave.,
17th Floor, New York, NY 10153.
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Our Street Funds, Inc. [File No. 811–
22279]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on November 30, 2011, and
amended on January 17, 2012.
Applicant’s Address: 110 Dale St.,
P.O. Box 1071, Wise, VA 24293.
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Kiewit Investment Fund LLLP [File No.
811–21632]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 28, 2011,
applicant’s board of directors
determined to seek such order.
Following completion, on November 30,
2011, of a tender offer for applicant’s
outstanding interests, applicant has
fewer than one hundred investors.
Applicant is presently not making an
offer of securities and does not propose
to make any offering of securities.
Applicant will continue to operate as a
private investment fund in reliance on
section 3(c)(1) of the Act solely for the
purpose of and until final liquidation of
its remaining assets.
Filing Dates: The application was
filed on December 2, 2011, and
amended on February 17, 2012.
Applicant’s Address: Kiewit Plaza,
3555 Farnam St., Omaha, NE 68131.
Public Facility Loan Trust [File No.
811–5608]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
never made a public offering of its
securities and does not propose to make
a public offering or engage in business
of any kind.
Filing Dates: The application was
filed on June 6, 2011, and amended on
September 23, 2011 and February 8,
2012.
Applicant’s Address: U.S. Bank
Corporate Trust Department, One
Federal Street, Boston, MA 02110.
American Equity Life Annuity Account
[File No. 811–8663]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On November 17,
2011, the Board of Directors of the
American Equity Investment Life
Insurance Company, the depositor to the
American Equity Life Annuity Account,
voted to liquidate the Applicant. The
Applicant does not have any
outstanding variable annuity contracts.
Expenses of $3,900 incurred in
connection with the liquidation were
paid by the American Equity Investment
Life Insurance Company.
Filing Date: The application was filed
on January 24, 2012.
Applicant’s Address: 6000 Westown
Parkway, West Des Moines, Iowa 50266.
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For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2012–5060 Filed 3–1–12; 8:45 am]
BILLING CODE 8011–01–P
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COMMISSION
[Release No. IC–29968; File No. 812–13787]
Medley Capital Corporation, et al.;
Notice of Application
February 27, 2012.
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of application for an
order under section 57(a)(4) and 57(i) of
the Investment Company Act of 1940
(the ‘‘Act’’) and rule 17d–1 under the
Act to permit certain joint transactions
otherwise prohibited by section 57(a)(4)
of the Act.
AGENCY:
Summary of Application:
Applicants request an order to permit a
business development company
(‘‘BDC’’) to co-invest with certain
affiliated investment funds in portfolio
companies.
APPLICANTS: Medley Capital
Corporation (the ‘‘Company’’); Medley
LLC; MCC Advisors LLC (the
‘‘Adviser’’); Medley Capital LLC and
MOF II Management LLC (collectively,
the ‘‘Affiliated Investment Advisers,’’
and together with any future investment
advisers controlling, controlled by, or
under common control with the Adviser
or the Affiliated Investment Advisers
that manage Future Affiliated Funds (as
defined below), ‘‘Medley
Management’’); Medley Opportunity
Fund LP, Medley Opportunity Fund
Ltd., Medley Opportunity Fund II LP,
and Medley Opportunity Fund II
(Cayman) LP (collectively, the ‘‘Existing
Affiliated Funds’’); and Medley GP LLC,
MOF II GP LLC, and MOF II GP
(Cayman) Ltd. (collectively, the
‘‘Affiliated General Partners’’).
DATES: Filing Dates: The application was
filed on June 23, 2010, and amended on
November 5, 2010, July 8, 2011,
December 7, 2011, February 13, 2012,
and February 24, 2012.
HEARING OR NOTIFICATION OF HEARING:
An order granting the requested relief
will be issued unless the Commission
orders a hearing. Interested persons may
request a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
should be received by the Commission
SUMMARY:
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]]>Agencies
[Federal Register Volume 77, Number 42 (Friday, March 2, 2012)]
[Notices]
[Pages 12890-12892]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2012-5060]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-29966]
Notice of Applications for Deregistration Under the Investment
Company Act of 1940
February 24, 2012.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
February 2012. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or an applicant
using the Company name box, at https://www.sec.gov/search/search.htm or
by calling (202) 551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on March 20, 2012, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Office of Investment Company
Regulation, 100 F Street NE., Washington, DC 20549-8010.
DWS Technology Fund [File No. 811-547]
DWS Mutual Funds, Inc. [File No. 811-5565]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On March 1, 2011, each applicant
transferred the assets of its series to a corresponding series of DWS
Securities Trust, based on net asset value. Expenses of $2,087 and
$15,220, respectively, incurred in connection with the reorganizations
were paid by the acquiring funds.
Filing Date: The applications were filed on January 18, 2012.
Applicants' Address: 345 Park Ave., New York, NY 10154.
[[Page 12891]]
DWS Advisor Funds [File No. 811-4760]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On April 29, 2011, applicant transferred the
assets of its series to corresponding series of DWS Securities Trust,
DWS Money Market Trust and DWS Market Trust, based on net asset value.
Expenses of $25,446 incurred in connection with the reorganization were
paid by the acquiring funds.
Filing Date: The application was filed on January 18, 2012.
Applicant's Address: 345 Park Ave., New York, NY 10154.
DWS RREEF World Real Estate Fund, Inc. [File No. 811-22046]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On February
28, 2011, applicant transferred its assets to DWS RREEF Global Real
Estate Securities Funds (the ``Acquiring Fund''), a series of DWS
Advisors Funds, based on net asset value. On April 29, 2011, the
Acquiring Fund reorganized as a series of DWS Securities Trust.
Expenses of $252,405 incurred in connection with the reorganization
were paid by applicant.
Filing Date: The application was filed on January 18, 2012.
Applicant's Address: 345 Park Ave., New York, NY 10154.
Old RMR Real Estate Income Fund [File No. 811-22234]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On January 20, 2012, applicant transferred
its assets to RMR Real Estate Income Fund, based on net asset value.
Expenses of $499,159 incurred in connection with the reorganization
were paid by applicant.
Filing Date: The application was filed on January 23, 2012.
Applicant's Address: Two Newton Place, 255 Washington St., Suite
300, Newton, MA 02458.
DWS Blue Chip Fund [File No. 811-5357]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On February 1, 2011, applicant transferred
its assets to DWS Blue Chip Fund, a series of DWS Investment Trust,
based on net asset value. Expenses of $1,772 incurred in connection
with the reorganization were paid by the acquiring fund.
Filing Date: The application was filed on January 18, 2012.
Applicant's Address: 345 Park Ave., New York, NY 10154.
DWS Strategic Government Securities Fund [File No. 811-2719]
DWS Strategic Income Fund [File No. 811-2743]
DWS High Income Series [File No. 811-2786]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On February 1, 2011, each applicant
transferred the assets of its series to corresponding series of DWS
Income Trust, based on net asset value. Expenses of $3,484, $1,763 and
$3,036, respectively, incurred in connection with the reorganizations
were paid by the acquiring fund.
Filing Date: The applications were filed on January 18, 2012.
Applicants' Address: 345 Park Ave., New York, NY 10154.
DWS State Tax Free Trust [File No. 811-3749]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 1, 2011, applicant transferred the
assets of its outstanding series to a corresponding series of DWS State
Tax-Free Income Series, based on net asset value. Expenses of $1,870
incurred in connection with the reorganization were paid by applicant.
Filing Date: The application was filed on January 18, 2012.
Applicant's Address: 345 Park Ave., New York, NY 10154.
AllianceBernstein Global Growth Fund, Inc. [File No. 811-21064]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. By October 4, 2011, applicant finished making
liquidating distributions to its shareholders, based on net asset
value. Expenses of $17,691 incurred in connection with the liquidation
were paid by applicant.
Filing Date: The application was filed on January 9, 2012.
Applicant's Address: 1345 Avenue of the Americas, New York, NY
10105.
Coventry Funds Trust [File No. 811-8644]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 5, 2008, applicant transferred
it assets to EM Capital India Gateway Fund, a series of Northern Lights
Fund Trust, based on net asset value. Expenses of approximately $6,960
incurred in connection with the reorganization were paid by EM Capital
Management, LLC, applicant's investment adviser.
Filing Dates: The application was filed on October 28, 2011 and
amended on January 27, 2012.
Applicant's Address: 3435 Stelzer Rd., Columbus, OH 43219.
Oppenheimer Balanced Fund [File No. 811-3864]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 18, 2011, applicant transferred its
assets to Oppenheimer Equity Income Fund, Inc., based on net asset
value. Expenses of $134,072 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed on February 1, 2012.
Applicant's Address: 6803 S. Tucson Way, Centennial, CO 80112.
Oppenheimer Principal Protected Trust II [File No. 811-21414]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On March 24, 2011, applicant transferred its
assets to Oppenheimer Main Street Funds, Inc., based on net asset
value. Expenses of $79,829 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed on February 1, 2012.
Applicant's Address: 6803 S. Tucson Way, Centennial, CO 80112.
TS&W/Claymore Tax-Advantage Balanced Fund [File No. 811-21515]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On January
13, 2012, applicant transferred its assets to Guggenheim Municipal
Income Fund (formerly Rydex/SGI Municipal Fund), a series of Security
Income Fund, based on net asset value. Of $718,000 in expenses incurred
in connection with the reorganization, applicant paid $260,000 and the
remaining expenses were paid by Guggenheim Funds Investment Advisors,
LLC, applicant's investment adviser.
Filing Date: The application was filed on January 30, 2012.
Applicant's Address: 2455 Corporate West Dr., Lisle, IL 60532.
Ameritor Security Trust [File No. 811-18]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 27, 2011, applicant made a
liquidating distribution to its shareholders, based
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on net asset value. Expenses of $9,490 incurred in connection with the
liquidation were paid by applicant.
Filing Dates: The application was filed on December 28, 2011, and
amended on February 1, 2012.
Applicant's Address: 4400 MacArthur Blvd. NW., Suite 301,
Washington, DC 20007.
DWS Communications Fund, Inc. [File No. 811-3883]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On April 29, 2011, applicant transferred its
assets to DWS Communications Fund, a series of DWS Securities Trust,
based on net asset value. Expenses of $1,404 incurred in connection
with the reorganization were paid by the acquiring fund.
Filing Date: The application was filed on January 18, 2012.
Applicant's Address: 345 Park Ave., New York, NY 10154.
York Enhanced Strategies Fund, LLC [File No. 811-21834]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On August 4,
2011, and November 4, 2011, applicant made liquidating distributions to
its shareholders, based on net asset value. Applicant has 21 remaining
shareholders, and each is a holder of common shares entitled to a pro
rata share of the assets, if any, remaining after the winding up of
applicant's affairs. As of January 15, 2012, applicant retained assets
of $14,944,911 in cash to cover the remaining expenses of winding up
its affairs and its remaining liabilities and applicant had $4,344,331
in outstanding liabilities. Expenses of $495,000 incurred in connection
with the liquidation were paid by applicant.
Filing Dates: The application was filed on November 8, 2011, and
amended on January 20, 2012.
Applicant's Address: 767 Fifth Ave., 17th Floor, New York, NY
10153.
Our Street Funds, Inc. [File No. 811-22279]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has never made a public offering of
its securities and does not propose to make a public offering or engage
in business of any kind.
Filing Dates: The application was filed on November 30, 2011, and
amended on January 17, 2012.
Applicant's Address: 110 Dale St., P.O. Box 1071, Wise, VA 24293.
Kiewit Investment Fund LLLP [File No. 811-21632]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 28,
2011, applicant's board of directors determined to seek such order.
Following completion, on November 30, 2011, of a tender offer for
applicant's outstanding interests, applicant has fewer than one hundred
investors. Applicant is presently not making an offer of securities and
does not propose to make any offering of securities. Applicant will
continue to operate as a private investment fund in reliance on section
3(c)(1) of the Act solely for the purpose of and until final
liquidation of its remaining assets.
Filing Dates: The application was filed on December 2, 2011, and
amended on February 17, 2012.
Applicant's Address: Kiewit Plaza, 3555 Farnam St., Omaha, NE
68131.
Public Facility Loan Trust [File No. 811-5608]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
never made a public offering of its securities and does not propose to
make a public offering or engage in business of any kind.
Filing Dates: The application was filed on June 6, 2011, and
amended on September 23, 2011 and February 8, 2012.
Applicant's Address: U.S. Bank Corporate Trust Department, One
Federal Street, Boston, MA 02110.
American Equity Life Annuity Account [File No. 811-8663]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On November
17, 2011, the Board of Directors of the American Equity Investment Life
Insurance Company, the depositor to the American Equity Life Annuity
Account, voted to liquidate the Applicant. The Applicant does not have
any outstanding variable annuity contracts. Expenses of $3,900 incurred
in connection with the liquidation were paid by the American Equity
Investment Life Insurance Company.
Filing Date: The application was filed on January 24, 2012.
Applicant's Address: 6000 Westown Parkway, West Des Moines, Iowa
50266.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2012-5060 Filed 3-1-12; 8:45 am]
BILLING CODE 8011-01-P
