Securities and Exchange Commission January 25, 2012 – Federal Register Recent Federal Regulation Documents
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Covered Securities of Bats Exchange, Inc.
The Securities and Exchange Commission (``SEC'' or ``Commission'') is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended, (``Securities Act'') to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. (``BATS'' or ``Exchange'') as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements. The Commission also is making corrections to the rule text to reflect name changes.
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