Securities and Exchange Commission 2011 – Federal Register Recent Federal Regulation Documents

Results 151 - 200 of 2,021
Sunshine Act Meeting
Document Number: 2011-31047
Type: Notice
Date: 2011-12-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-30794
Type: Notice
Date: 2011-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-30793
Type: Notice
Date: 2011-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Genesis Capital, LLC and Northern Lights Fund Trust; Notice of Application
Document Number: 2011-30632
Type: Notice
Date: 2011-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: 2011-30591
Type: Rule
Date: 2011-11-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made primarily to support the updates to submission form types ABS-15G and ABS-15G/A; to support changes in XBRL validations for filings containing Exhibit 101 documents; to update the OMB information on EDGARLite Form TA-W; and to add a new applicant type to the Form ID. The EDGAR system is scheduled to be upgraded to support this functionality on November 21, 2011. The filer manual is also being revised to address changes previously made in EDGAR.
SEI Investments Management Corporation, et al.
Document Number: 2011-30350
Type: Notice
Date: 2011-11-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit open-end management investment companies relying on rule 12d1-2 under the Act to invest in certain financial instruments.
John Hancock Variable Insurance Trust, et al.; Notice of Application
Document Number: 2011-30349
Type: Notice
Date: 2011-11-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of the Application: Applicants request an order that would permit certain registered open-end management investment companies to participate in a joint lending and borrowing facility.