Securities and Exchange Commission October 2011 – Federal Register Recent Federal Regulation Documents

Results 151 - 192 of 192
Submission for OMB Review; Comment Request
Document Number: 2011-25789
Type: Notice
Date: 2011-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-25788
Type: Notice
Date: 2011-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-25787
Type: Notice
Date: 2011-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application
Document Number: 2011-25678
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Principal Funds, Inc., et al.;
Document Number: 2011-25677
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Rule 19a-1 Extension; Proposed Collection; Comment Request
Document Number: 2011-25676
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Extension: Form N-17f-2; Proposed Collection; Comment Request
Document Number: 2011-25675
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-25659
Type: Notice
Date: 2011-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14
Document Number: 2011-25529
Type: Notice
Date: 2011-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
BB Liquidation Inc., Order of Suspension of Trading
Document Number: 2011-25506
Type: Notice
Date: 2011-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-25368
Type: Notice
Date: 2011-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions