Securities and Exchange Commission 2011 – Federal Register Recent Federal Regulation Documents

Results 501 - 550 of 2,021
Approval of Filing Fees for Exempt Reporting Advisers and Private Fund Advisers
Document Number: 2011-25821
Type: Notice
Date: 2011-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is providing notice of its intent to approve filing fees for exempt reporting advisers filing Form ADV and, consistent with one of its recent rule proposals, private fund advisers filing Form PF.
Submission for OMB Review; Comment Request
Document Number: 2011-25789
Type: Notice
Date: 2011-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-25788
Type: Notice
Date: 2011-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-25787
Type: Notice
Date: 2011-10-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application
Document Number: 2011-25678
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Principal Funds, Inc., et al.;
Document Number: 2011-25677
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Rule 19a-1 Extension; Proposed Collection; Comment Request
Document Number: 2011-25676
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Extension: Form N-17f-2; Proposed Collection; Comment Request
Document Number: 2011-25675
Type: Notice
Date: 2011-10-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-25659
Type: Notice
Date: 2011-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14
Document Number: 2011-25529
Type: Notice
Date: 2011-10-04
Agency: Securities and Exchange Commission, Agencies and Commissions
BB Liquidation Inc., Order of Suspension of Trading
Document Number: 2011-25506
Type: Notice
Date: 2011-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-25368
Type: Notice
Date: 2011-10-03
Agency: Securities and Exchange Commission, Agencies and Commissions