Securities and Exchange Commission 2011 – Federal Register Recent Federal Regulation Documents

Results 701 - 750 of 2,021
Proposed Collection; Comment Request
Document Number: 2011-22576
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22575
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22574
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22573
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22572
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22571
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22570
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22569
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22568
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2011-22536
Type: Notice
Date: 2011-09-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On March 30, 2011, applicant made a final liquidating distribution to its shareholders, based on net asset value. Expenses of $21,000 incurred in connection with the liquidation were paid by applicant. Filing Dates: The application was filed on June 24, 2011 and amended on August 5, 2011. Applicant's Address: c/o UBS Alternative and Quantitative Investments LLC, 677 Washington Blvd., Stamford, CT 06901.
Somerset International Group, Inc.; Order of Suspension of Trading
Document Number: 2011-22534
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-22366
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2011-22364
Type: Notice
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Document Number: 2011-22257
Type: Rule
Date: 2011-09-01
Agency: Securities and Exchange Commission, Agencies and Commissions
We are making a technical correction to Rule 15Ga-1 adopted in Release No. 33-9175 (January 20, 2011), which was published in the Federal Register on January 26, 2011. The document contained an incorrect paragraph reference in an instruction to Rule 15Ga-1. This correction is being published to correct the paragraph reference.
Sunshine Act Meeting
Document Number: 2011-22217
Type: Notice
Date: 2011-08-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-22069
Type: Notice
Date: 2011-08-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-21860
Type: Notice
Date: 2011-08-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-21859
Type: Notice
Date: 2011-08-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-21858
Type: Notice
Date: 2011-08-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Puda Coal, Inc.; Order of Suspension of Trading
Document Number: 2011-21777
Type: Notice
Date: 2011-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Acceptance of Public Submissions Regarding the Study of Stable Value Contracts
Document Number: 2011-21645
Type: Notice
Date: 2011-08-25
Agency: Securities and Exchange Commission, Agencies and Commissions, Commodity Futures Trading Commission
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act'') was enacted on July 21, 2010. Section 719(d) of the Dodd-Frank Act mandates that the Commodity Futures Trading Commission (the ``CFTC'') and the Securities and Exchange Commission (the ``SEC'' and, together with the CFTC, the ``Commissions'') jointly conduct a study to determine whether stable value contracts (``SVCs'') fall within the definition of a swap. Section 719(d) of the Dodd-Frank Act also requires that the Commissions, in making that determination, jointly consult with the Department of Labor, the Department of the Treasury, and the State entities that regulate the issuers of SVCs. Further, Section 719(d) of the Dodd-Frank Act provides that if the Commissions determine that SVCs fall within the definition of a swap, they jointly shall determine if an exemption for SVCs from the definition of a swap is appropriate and in the public interest. In connection with this study, the Commissions' staffs seek responses of interested parties to the questions set forth below.