Securities and Exchange Commission October 5, 2011 – Federal Register Recent Federal Regulation Documents

Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application

Document Number: 2011-25678

Type: Notice

Date: 2011-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25678.html

Principal Funds, Inc., et al.;

Document Number: 2011-25677

Type: Notice

Date: 2011-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25677.html

Rule 19a-1 Extension; Proposed Collection; Comment Request

Document Number: 2011-25676

Type: Notice

Date: 2011-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25676.html

Extension: Form N-17f-2; Proposed Collection; Comment Request

Document Number: 2011-25675

Type: Notice

Date: 2011-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25675.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks

Document Number: 2011-25674

Type: Notice

Date: 2011-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25674.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Two-Day Settlement on CBOE Stock Exchange

Document Number: 2011-25572

Type: Notice

Date: 2011-10-05

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2011/10/05/2011-25572.html