Securities and Exchange Commission September 26, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 10 of 10
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Disapproving a Proposed Rule Change To Link Market Data Fees and Transaction Execution Fees
Document Number: 2011-24607
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24607.html
Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Exchange's Complex Order Execution Mechanisms
Document Number: 2011-24594
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24594.html
Self-Regulatory Organizations; International Securities Exchange, Inc., Order Granting Approval of Proposed Rule Change Relating to Rule 717
Document Number: 2011-24593
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24593.html
Curian Series Trust and Curian Capital, LLC; Notice of Application
Document Number: 2011-24590
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
The requested order would permit certain registered open-end management investment companies to enter into and materially amend subadvisory agreements without shareholder approval. Applicants: Curian Series Trust (``Trust'') and Curian Capital, LLC (the ``Adviser'').
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24590.html
ASGI Agility Income Fund, et al.; Notice of Application
Document Number: 2011-24589
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24589.html
Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Change the Status of Exchange-Registered Institutional Broker Firms
Document Number: 2011-24588
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24588.html
Stone Harbor Emerging Markets Income Fund, et al.; Notice of Application
Document Number: 2011-24587
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24587.html
Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
Document Number: 2011-24586
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24586.html
Proposed Collection; Comment Request
Document Number: 2011-24585
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24585.html
Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend and Restate the Amended and Restated Bylaws of BATS Global Markets, Inc.
Document Number: 2011-24584
Type: Notice
Date: 2011-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/09/26/2011-24584.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.