Securities and Exchange Commission August 11, 2011 – Federal Register Recent Federal Regulation Documents

Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Document Number: 2011-20445
Type: Proposed Rule
Date: 2011-08-11
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') proposes for comment an amendment to Rule 146 under Section 18 of the Securities Act of 1933 (``Securities Act''), as amended, to designate certain securities on BATS Exchange, Inc. (``BATS'' or ``Exchange'') as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements.
Submission for OMB Review; Comment Request
Document Number: 2011-20419
Type: Notice
Date: 2011-08-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-20417
Type: Notice
Date: 2011-08-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-20416
Type: Notice
Date: 2011-08-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-20415
Type: Notice
Date: 2011-08-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2011-20414
Type: Notice
Date: 2011-08-11
Agency: Securities and Exchange Commission, Agencies and Commissions