Submission for OMB Review; Comment Request, 49804 [2011-20416]
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49804
Federal Register / Vol. 76, No. 155 / Thursday, August 11, 2011 / Notices
governed by the rule. For purposes of
this analysis, the burden associated with
the requirements of rule 30b1–5 has
been included in the collection of
information requirements of Form N–Q,
rather than the rule.
The collection of information under
rule 30b1–5 is mandatory. The
information provided under rule 30b1–
5 is not kept confidential. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid OMB control
number.
The public may view the background
documentation for this information
collection at the following Web site,
https://www.reginfo.gov . Comments
should be directed to: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503, or by sending an
e-mail to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Thomas A. Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312; or send an email to: PRA_Mailbox@sec.gov.
Comments must be submitted to OMB
within 30 days of this notice.
Dated: August 8, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–20417 Filed 8–10–11; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
srobinson on DSK4SPTVN1PROD with NOTICES
Extension:
Rule 236; OMB Control No. 3235–0095;
SEC File No. 270–118.
17:46 Aug 10, 2011
Jkt 223001
Dated: August 8, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–20416 Filed 8–10–11; 8:45 am]
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Rule 236 (17 CFR 230.236) under the
Securities Act of 1933 (‘‘Securities Act’’)
VerDate Mar<15>2010
(15 U.S.C. 77a et seq.) requires issuers
relying on an exemption from the
Securities Act registration requirements
for the public offering of fractional
shares, scrip certificates or order forms,
in connection with a stock dividend,
stock split, reverse stock split,
conversion, merger or similar
transaction, to furnish to the
Commission specified information at
least 10 days prior to the offering. The
information is needed to provide public
notice that an issuer is relying on the
exemption. Public companies are the
likely respondents. The information is
needed to establish qualification for
reliance on the exemption. The
information provided by Rule 236 is
required to obtain or retain benefits. All
information provided to the
Commission is available to the public
for review upon request. Approximately
10 respondents file the information
required by Rule 236 at an estimated 1.5
hours per response for a total of 15
annual burden hours (1.5 hours per
response × 10 responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
The public may view the background
documentation for this information
collection at the following Web site,
https://www.reginfo.gov. Comments
should be directed to: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503, or by sending an
e-mail to: Shagufta_Ahmed@
omb.eop.gov; and (ii) Thomas Bayer,
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Remi Pavlik-Simon, 6432 General
Green Way, Alexandria, VA 22312 or
send an e-mail to: PRA_Mailbox@
sec.gov. Comments must be submitted to
OMB within 30 days of this notice.
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
PO 00000
Frm 00080
Fmt 4703
Sfmt 4703
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 22d–1; SEC File No. 270–275; OMB
Control No. 3235–0310.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget
requests for extension of the previously
approved collection of information
discussed below.
Rule 22d–1 (17 CFR 270.22d–1) under
the Investment Company Act of 1940
(the ‘‘Act’’) (15 U.S.C. 80a et seq.)
provides registered investment
companies that issue redeemable
securities (‘‘funds’’) an exemption from
section 22(d) of the Investment
Company Act (15 U.S.C. 80a–22(d)) to
the extent necessary to permit
scheduled variations in or elimination
of the sales load on fund securities for
particular classes of investors or
transactions, provided certain
conditions are met. The rule imposes an
annual burden per series of a fund of
approximately 15 minutes, so that the
total annual burden for the
approximately 4,862 series of funds that
might rely on the rule is estimated to be
1215.5 hours.
The estimate of average burden hours
is made solely for the purposes of the
Paperwork Reduction Act, and is not
derived from a comprehensive or even
a representative survey or study.
Responses will not be kept
confidential. An agency may not
conduct or sponsor, and a person is not
required to respond to, a collection of
information unless it displays a
currently valid control number.
The public may view the background
documentation for this information
collection at the following Web site,
https://www.reginfo.gov. Comments
should be directed to: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, D.C. 20503, or by sending
an e-mail to:
Shagufta_Ahmed@omb.eop.gov; and (ii)
Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, VA 22312 or send an email
to: PRA_Mailbox@sec.gov. Comments
must be submitted to OMB within 30
days of this notice.
E:\FR\FM\11AUN1.SGM
11AUN1
]]>Agencies
[Federal Register Volume 76, Number 155 (Thursday, August 11, 2011)]
[Notices]
[Page 49804]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-20416]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 236; OMB Control No. 3235-0095; SEC File No. 270-118.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') has submitted to the Office of Management
and Budget this request for extension of the previously approved
collection of information discussed below.
Rule 236 (17 CFR 230.236) under the Securities Act of 1933
(``Securities Act'') (15 U.S.C. 77a et seq.) requires issuers relying
on an exemption from the Securities Act registration requirements for
the public offering of fractional shares, scrip certificates or order
forms, in connection with a stock dividend, stock split, reverse stock
split, conversion, merger or similar transaction, to furnish to the
Commission specified information at least 10 days prior to the
offering. The information is needed to provide public notice that an
issuer is relying on the exemption. Public companies are the likely
respondents. The information is needed to establish qualification for
reliance on the exemption. The information provided by Rule 236 is
required to obtain or retain benefits. All information provided to the
Commission is available to the public for review upon request.
Approximately 10 respondents file the information required by Rule 236
at an estimated 1.5 hours per response for a total of 15 annual burden
hours (1.5 hours per response x 10 responses).
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
The public may view the background documentation for this
information collection at the following Web site, https://www.reginfo.gov. Comments should be directed to: (i) Desk Officer for
the Securities and Exchange Commission, Office of Information and
Regulatory Affairs, Office of Management and Budget, Room 10102, New
Executive Office Building, Washington, DC 20503, or by sending an e-
mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/
Chief Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 6432 General Green Way, Alexandria, VA 22312 or send an
e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB
within 30 days of this notice.
Dated: August 8, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-20416 Filed 8-10-11; 8:45 am]
BILLING CODE 8011-01-P
