Securities and Exchange Commission July 18, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 12 of 12
BioMETRX, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., and One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation); Order of Suspension of Trading
Document Number: 2011-18085
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-18085.html
Order of Suspension of Trading; In the Matter of M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc., File No. 500-1
Document Number: 2011-18068
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-18068.html
Sunshine Act Meeting
Document Number: 2011-18067
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-18067.html
Sunshine Act Meeting
Document Number: 2011-18051
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-18051.html
Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of NYSE Amex Equities Rule 92(c)(3) From August 1, 2011 to September 12, 2011
Document Number: 2011-17958
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-17958.html
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit
Document Number: 2011-17957
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-17957.html
HighMark Funds and HighMark Capital Management, Inc.; Notice of Application
Document Number: 2011-17956
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-17956.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of NYSE Rule 92(c)(3) From August 1, 2011 to September 12, 2011
Document Number: 2011-17955
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-17955.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7034 To Extend the Waiver of Certain Co-Location Installation Fees for an Additional Month
Document Number: 2011-17954
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-17954.html
Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Market Maker Incentive Plan for Foreign Currency Options
Document Number: 2011-17917
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-17917.html
Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Options Floor Broker Subsidy
Document Number: 2011-17911
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-17911.html
Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
Document Number: 2011-16758
Type: Proposed Rule
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing for comment new rules under the Securities Exchange Act of 1934 (``Exchange Act'') that are intended to implement provisions of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act'') relating to external business conduct standards for security-based swap dealers (``SBS Dealers'') and major security-based swap participants (``Major SBS Participants'').
https://regulations.justia.com/regulations/fedreg/2011/07/18/2011-16758.html
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