Securities and Exchange Commission July 18, 2011 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2011-18067
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2011-18051
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
HighMark Funds and HighMark Capital Management, Inc.; Notice of Application
Document Number: 2011-17956
Type: Notice
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
Document Number: 2011-16758
Type: Proposed Rule
Date: 2011-07-18
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing for comment new rules under the Securities Exchange Act of 1934 (``Exchange Act'') that are intended to implement provisions of Title VII (``Title VII'') of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act'') relating to external business conduct standards for security-based swap dealers (``SBS Dealers'') and major security-based swap participants (``Major SBS Participants'').