Securities and Exchange Commission July 8, 2011 – Federal Register Recent Federal Regulation Documents

Sterling Capital Funds and Sterling Capital Management LLC; Notice of Application
Document Number: 2011-17188
Type: Notice
Date: 2011-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Extension of Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps
Document Number: 2011-17132
Type: Rule
Date: 2011-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
We are extending the expiration dates in our temporary rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for certain credit default swaps in order to continue facilitating the operation of one or more central counterparties for those credit default swaps as we consider rules implementing the clearing provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act.