Securities and Exchange Commission May 24, 2011 – Federal Register Recent Federal Regulation Documents

In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission (``Commission'' or ``SEC'') proposes to establish three new systems of records and revise two existing systems of records. The three new systems of records are ``Tips, Complaints, and Referrals (TCR) Records (SEC-63)'', ``SEC Security in the Workplace Incident Records (SEC- 64)'', and ``Investor Response Information System (IRIS) (SEC-65).'' In a companion release published elsewhere in this issue of the Federal Register the Commission is issuing a Proposed Rule concurrent with this notice. Additionally, two existing systems of records are being revised: ``Personnel Management Code of Conduct and Employee Performance Files (SEC-38)'', last published in the Federal Register Volume 62, Number 176 on Thursday, September 11, 1997; and ``Enforcement Files (SEC-42)'', last published in the Federal Register Volume 67, Number 142 on Wednesday, July 24, 2002.