Sunshine Act Meeting, 30212-30213 [2011-12862]
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Federal Register / Vol. 76, No. 100 / Tuesday, May 24, 2011 / Notices
propose additional transfers if justified.
Id. at 3.
Having completed its evaluation, the
Postal Service asks the Commission to
transfer P.O. Box Service at
approximately 6,800 locations from the
market dominant to the competitive
product list. Request at 1. These
locations comprise approximately onefifth of all P.O. Box Service locations
and almost 44 percent of all post office
boxes used by customers. Id. at 1–2. If
the Commission approves the Request,
almost 49 percent of all post office
boxes would be classified as
competitive, excluding Group E boxes.
Id. at 2 n.5.
The Postal Service selected the 6,800
locations based on whether its
customers have sufficient access to
private mailbox service providers. Id. at
2. In general, these locations serve
customers who live within five miles of
a current or recent private mailbox
service provider. Id., Attachment B at 4–
5; Attachment C. The Postal Service
excluded those P.O. Box Service
locations that restrict customer access or
have a small customer base.3 Id.,
Attachment B at 5–6. Those locations
will remain on the market dominant
product list despite their proximity to a
private mailbox service provider. Id.,
Attachment B at 10.
The Postal Service notes that it may
ask the Commission to transfer other
P.O. Box Service locations in the future
as it studies the mailbox service market.
Id. at 2.
To support its Request, the Postal
Service filed the following attachments:
• Attachment A—Resolution of the
Governors of the United States Postal
Service on Transferring Selected Post
Office Box Service Locations to the
Competitive Product List, May 10, 2011
(Resolution No. 11–8);
• Attachment B—Statement of
Supporting Justification; and
• Attachment C—Proposed MCS
Changes.
II. Notice of Filing
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The Commission establishes Docket
No. MC2011–25 to consider the Postal
Service’s proposals described in its
Request.
3 For business reasons, the Postal Service
excluded from the proposed transfer all locations
with 250 or fewer post office box customers.
Request, Attachment B at 6. However, the proposed
Mail Classification Schedule (MCS) language refers
to a ‘‘small customer base’’ without a specific
definition. Id., Attachment C. The Postal Service
explains that it needs flexibility in the MCS
language to prevent P.O. Box Service locations from
switching back and forth between the market
dominant and competitive product lists if the
number of post office boxes exceeds or falls below
250. Id., Attachment B at 10 n.14.
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Interested persons may submit
comments on whether the Request is
consistent with the policies of 39 U.S.C.
3642, 39 CFR 3020.30 et seq., and the
general provisions of title 39. Comments
are due by June 10, 2011. Reply
comments are due by June 17, 2011. The
Request and related filings are available
on the Commission’s Web site (https://
www.prc.gov). The Commission
encourages interested persons to review
the Request for further details.
The Commission appoints Tracy N.
Ferguson to serve as Public
Representative in this proceeding.
III. Ordering Paragraphs
It is ordered:
1. The Commission establishes Docket
No. MC2011–25 to consider the matters
raised by the Postal Service’s Request.
2. Pursuant to 39 U.S.C. 505, Tracy N.
Ferguson is appointed to serve as officer
of the Commission (Public
Representative) to represent the
interests of the general public in this
proceeding.
3. Comments by interested persons
are due by June 10, 2011.
4. Reply comments are due by June
17, 2011.
5. The Secretary shall arrange for
publication of this order in the Federal
Register.
By the Commission.
Shoshana M. Grove,
Secretary.
BILLING CODE 7710–FW–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
on May 25, 2011 at 9:30 a.m., in the
Auditorium, Room L–002.
The subject matters of the Open
Meeting will be:
Item 1: The Commission will consider
whether to propose amendments to
Regulation D under the Securities Act of
1933 to disqualify securities offerings
involving certain ‘‘felons and other ‘bad
actors’’’ from reliance on the Rule 506
safe harbor exemption from Securities
Act registration. These proposals are
designed to implement Section 926 of
the Dodd-Frank Wall Street Reform and
Consumer Protection Act.
Item 2: The Commission will consider
whether to adopt rules and forms to
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Dated: May 18, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–12878 Filed 5–20–11; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
[FR Doc. 2011–12625 Filed 5–23–11; 8:45 am]
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implement Section 21F of the Securities
Exchange Act of 1934 entitled
‘‘Securities Whistleblower Incentives
and Protection.’’ Section 21F, as added
by Section 922 of the Dodd-Frank Wall
Street Reform and Consumer Protection
Act, provides that the Commission shall
pay awards, under regulations
prescribed by the Commission and
subject to certain limitations, to eligible
whistleblowers who voluntarily provide
the Commission with original
information about a violation of the
federal securities laws that leads to the
successful enforcement of a covered
judicial or administrative action, or a
related action.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
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Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, May 26, 2011 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Walter, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session.
The subject matter of the Closed
Meeting scheduled for Thursday, May
26, 2011 will be:
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings; and
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Federal Register / Vol. 76, No. 100 / Tuesday, May 24, 2011 / Notices
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: May 19, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011–12862 Filed 5–20–11; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. PA–46; File No. S7–20–11]
Privacy Act of 1974: Systems of
Records
Securities and Exchange
Commission.
ACTION: Notice.
AGENCY:
In accordance with the
requirements of the Privacy Act of 1974,
as amended, 5 U.S.C. 552a, the
Securities and Exchange Commission
(‘‘Commission’’ or ‘‘SEC’’) proposes to
establish three new systems of records
and revise two existing systems of
records. The three new systems of
records are ‘‘Tips, Complaints, and
Referrals (TCR) Records (SEC–63)’’,
‘‘SEC Security in the Workplace Incident
Records (SEC–64)’’, and ‘‘Investor
Response Information System (IRIS)
(SEC–65).’’ In a companion release
published elsewhere in this issue of the
Federal Register the Commission is
issuing a Proposed Rule concurrent with
this notice. Additionally, two existing
systems of records are being revised:
‘‘Personnel Management Code of
Conduct and Employee Performance
Files (SEC–38)’’, last published in the
Federal Register Volume 62, Number
176 on Thursday, September 11, 1997;
and ‘‘Enforcement Files (SEC–42)’’, last
published in the Federal Register
Volume 67, Number 142 on Wednesday,
July 24, 2002.
DATES: The proposed systems will
become effective July 3, 2011, unless
further notice is given. The Commission
will publish a new notice if the effective
date is delayed to review comments or
if changes are made based on comments
received. To be assured of
consideration, comments should be
received on or before June 23, 2011.
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SUMMARY:
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Comments may be
submitted by any of the following
methods:
ADDRESSES:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/other.shtml); or
• Send an e-mail to rule-comments@
sec.gov. Please include File Number S7–
20–11 on the subject line.
Paper Comments
Send paper comments in triplicate to
Elizabeth M. Murphy, Secretary, U.S.
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number S7–20–11. This file number
should be included on the subject line
if e-mail is used. To help us process and
review your comments more efficiently,
please use only one method. The
Commission will post all comments on
the Commission’s Internet Web site
(https://www.sec.gov/rules/other.shtml).
Comments are also available for Web
site viewing and printing in the
Commission’s Public Reference Room,
100 F Street, NE., Washington, DC
20549, on official business days
between the hours of 10 a.m. and 3 p.m.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
FOR FURTHER INFORMATION CONTACT:
Cristal Perpignan, Acting Chief Privacy
Officer, Office of Information
Technology, 202–551–7716.
SUPPLEMENTARY INFORMATION: The
Commission proposes to establish three
new systems of records, ‘‘Tips,
Complaints, and Referrals (TCR)
Records (SEC–63)’’, ‘‘SEC Security in the
Workplace Incident Records (SEC–64)’’,
and ‘‘Investor Response Information
System (IRIS) (SEC–65).’’ The TCR
Records (SEC–63) system of records
contains records related to tips,
complaints, referrals of misconduct, or
related information about actual or
potential violations of the Federal
securities laws; investor harm; conduct
of public companies; securities
professionals; regulated entities; and
associated persons. The SEC Security in
the Workplace Incident Records (SEC–
64) system of records contains records
related to reports involving incidents of
assault, harassment, intimidation,
bullying, weapons possession or threats
at the SEC workplace. The IRIS (SEC–
65) system of records contains records
related to complaints/inquiries/requests
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30213
from members of the public and others.
In a companion release published
elsewhere in this issue of the Federal
Register the Commission is issuing a
Notice of Proposed Rulemaking
concurrent with this notice to exempt
these systems from certain provisions of
the Privacy Act to the extent that they
contain investigatory materials for law
enforcement purposes.
Additionally, the Commission
proposes to revise two existing systems
of records, ‘‘Personnel Management
Code of Conduct and Employee
Performance Files (SEC–38)’’, and
‘‘Enforcement Files (SEC–42)’’. As
described in the last published notice,
the Personnel Management Code of
Conduct and Employee Performance
Files (SEC–38) system is used to verify
employee and agency compliance with
law, regulation, case decisions, agency
policies, and the Collective Bargaining
Agreement. Minor administrative
changes to SEC–38 have been
incorporated to reflect the Commission’s
current address in the following
sections: System Location; and
Notification, Access and Contesting
Records Procedures. Substantive
changes to the notice have been made to
the following sections: (1) System
Name, reflecting the new title:
‘‘Disciplinary and Adverse Actions,
Employee Conduct, and Labor Relations
Files’’; (2) Categories of Records,
deleting records no longer maintained
in this system; and (3) Routine Uses,
adding certain standard routine uses as
applicable to this system of records
(those numbered 1, 2, 4, 5, 6, 7, 8, and
9). On September 8, 2009 (74 FR 46254),
the Commission published notice that
records related to the Ethics Conduct
Rules applicable to Commission
Members and employees, including
reports on securities transactions,
holdings, and accounts required by
applicable Federal securities laws and
regulations, which were previously
contained in SEC–38, would be
maintained in a new systems of records
titled: Ethics Conduct Rules Files (SEC–
60). The Categories of Records Section
of SEC–38 has been revised to reflect the
removal of these records.
As described in the last published
notice, the Enforcement Files (SEC–42)
system will be used for purposes of the
Commission’s investigations and actions
to enforce the Federal securities laws.
Additionally, the information in the
system is used in conjunction with the
collection of amounts ordered to be paid
in enforcement actions. Minor
administrative changes to SEC–42 have
been incorporated to reflect the
Commission’s current address in the
following sections: System Location;
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]]>Agencies
[Federal Register Volume 76, Number 100 (Tuesday, May 24, 2011)]
[Notices]
[Pages 30212-30213]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-12862]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, May 26,
2011 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Walter, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
May 26, 2011 will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings; and
[[Page 30213]]
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: May 19, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-12862 Filed 5-20-11; 11:15 am]
BILLING CODE 8011-01-P
