Sunshine Act Meeting, 30212-30213 [2011-12862]

Download as PDF 30212 Federal Register / Vol. 76, No. 100 / Tuesday, May 24, 2011 / Notices propose additional transfers if justified. Id. at 3. Having completed its evaluation, the Postal Service asks the Commission to transfer P.O. Box Service at approximately 6,800 locations from the market dominant to the competitive product list. Request at 1. These locations comprise approximately onefifth of all P.O. Box Service locations and almost 44 percent of all post office boxes used by customers. Id. at 1–2. If the Commission approves the Request, almost 49 percent of all post office boxes would be classified as competitive, excluding Group E boxes. Id. at 2 n.5. The Postal Service selected the 6,800 locations based on whether its customers have sufficient access to private mailbox service providers. Id. at 2. In general, these locations serve customers who live within five miles of a current or recent private mailbox service provider. Id., Attachment B at 4– 5; Attachment C. The Postal Service excluded those P.O. Box Service locations that restrict customer access or have a small customer base.3 Id., Attachment B at 5–6. Those locations will remain on the market dominant product list despite their proximity to a private mailbox service provider. Id., Attachment B at 10. The Postal Service notes that it may ask the Commission to transfer other P.O. Box Service locations in the future as it studies the mailbox service market. Id. at 2. To support its Request, the Postal Service filed the following attachments: • Attachment A—Resolution of the Governors of the United States Postal Service on Transferring Selected Post Office Box Service Locations to the Competitive Product List, May 10, 2011 (Resolution No. 11–8); • Attachment B—Statement of Supporting Justification; and • Attachment C—Proposed MCS Changes. II. Notice of Filing jlentini on DSK4TPTVN1PROD with NOTICES The Commission establishes Docket No. MC2011–25 to consider the Postal Service’s proposals described in its Request. 3 For business reasons, the Postal Service excluded from the proposed transfer all locations with 250 or fewer post office box customers. Request, Attachment B at 6. However, the proposed Mail Classification Schedule (MCS) language refers to a ‘‘small customer base’’ without a specific definition. Id., Attachment C. The Postal Service explains that it needs flexibility in the MCS language to prevent P.O. Box Service locations from switching back and forth between the market dominant and competitive product lists if the number of post office boxes exceeds or falls below 250. Id., Attachment B at 10 n.14. VerDate Mar<15>2010 16:47 May 23, 2011 Jkt 223001 Interested persons may submit comments on whether the Request is consistent with the policies of 39 U.S.C. 3642, 39 CFR 3020.30 et seq., and the general provisions of title 39. Comments are due by June 10, 2011. Reply comments are due by June 17, 2011. The Request and related filings are available on the Commission’s Web site (http:// www.prc.gov). The Commission encourages interested persons to review the Request for further details. The Commission appoints Tracy N. Ferguson to serve as Public Representative in this proceeding. III. Ordering Paragraphs It is ordered: 1. The Commission establishes Docket No. MC2011–25 to consider the matters raised by the Postal Service’s Request. 2. Pursuant to 39 U.S.C. 505, Tracy N. Ferguson is appointed to serve as officer of the Commission (Public Representative) to represent the interests of the general public in this proceeding. 3. Comments by interested persons are due by June 10, 2011. 4. Reply comments are due by June 17, 2011. 5. The Secretary shall arrange for publication of this order in the Federal Register. By the Commission. Shoshana M. Grove, Secretary. BILLING CODE 7710–FW–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on May 25, 2011 at 9:30 a.m., in the Auditorium, Room L–002. The subject matters of the Open Meeting will be: Item 1: The Commission will consider whether to propose amendments to Regulation D under the Securities Act of 1933 to disqualify securities offerings involving certain ‘‘felons and other ‘bad actors’’’ from reliance on the Rule 506 safe harbor exemption from Securities Act registration. These proposals are designed to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Item 2: The Commission will consider whether to adopt rules and forms to Frm 00125 Fmt 4703 Dated: May 18, 2011. Elizabeth M. Murphy, Secretary. [FR Doc. 2011–12878 Filed 5–20–11; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting [FR Doc. 2011–12625 Filed 5–23–11; 8:45 am] PO 00000 implement Section 21F of the Securities Exchange Act of 1934 entitled ‘‘Securities Whistleblower Incentives and Protection.’’ Section 21F, as added by Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, provides that the Commission shall pay awards, under regulations prescribed by the Commission and subject to certain limitations, to eligible whistleblowers who voluntarily provide the Commission with original information about a violation of the federal securities laws that leads to the successful enforcement of a covered judicial or administrative action, or a related action. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Sfmt 4703 Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, May 26, 2011 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting. Commissioner Walter, as duty officer, voted to consider the items listed for the Closed Meeting in a closed session. The subject matter of the Closed Meeting scheduled for Thursday, May 26, 2011 will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; and E:\FR\FM\24MYN1.SGM 24MYN1 Federal Register / Vol. 76, No. 100 / Tuesday, May 24, 2011 / Notices Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: May 19, 2011. Elizabeth M. Murphy, Secretary. [FR Doc. 2011–12862 Filed 5–20–11; 11:15 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. PA–46; File No. S7–20–11] Privacy Act of 1974: Systems of Records Securities and Exchange Commission. ACTION: Notice. AGENCY: In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission (‘‘Commission’’ or ‘‘SEC’’) proposes to establish three new systems of records and revise two existing systems of records. The three new systems of records are ‘‘Tips, Complaints, and Referrals (TCR) Records (SEC–63)’’, ‘‘SEC Security in the Workplace Incident Records (SEC–64)’’, and ‘‘Investor Response Information System (IRIS) (SEC–65).’’ In a companion release published elsewhere in this issue of the Federal Register the Commission is issuing a Proposed Rule concurrent with this notice. Additionally, two existing systems of records are being revised: ‘‘Personnel Management Code of Conduct and Employee Performance Files (SEC–38)’’, last published in the Federal Register Volume 62, Number 176 on Thursday, September 11, 1997; and ‘‘Enforcement Files (SEC–42)’’, last published in the Federal Register Volume 67, Number 142 on Wednesday, July 24, 2002. DATES: The proposed systems will become effective July 3, 2011, unless further notice is given. The Commission will publish a new notice if the effective date is delayed to review comments or if changes are made based on comments received. To be assured of consideration, comments should be received on or before June 23, 2011. jlentini on DSK4TPTVN1PROD with NOTICES SUMMARY: VerDate Mar<15>2010 16:47 May 23, 2011 Jkt 223001 Comments may be submitted by any of the following methods: ADDRESSES: Electronic Comments • Use the Commission’s Internet comment form (http://www.sec.gov/ rules/other.shtml); or • Send an e-mail to rule-comments@ sec.gov. Please include File Number S7– 20–11 on the subject line. Paper Comments Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number S7–20–11. This file number should be included on the subject line if e-mail is used. To help us process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (http://www.sec.gov/rules/other.shtml). Comments are also available for Web site viewing and printing in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All comments received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Cristal Perpignan, Acting Chief Privacy Officer, Office of Information Technology, 202–551–7716. SUPPLEMENTARY INFORMATION: The Commission proposes to establish three new systems of records, ‘‘Tips, Complaints, and Referrals (TCR) Records (SEC–63)’’, ‘‘SEC Security in the Workplace Incident Records (SEC–64)’’, and ‘‘Investor Response Information System (IRIS) (SEC–65).’’ The TCR Records (SEC–63) system of records contains records related to tips, complaints, referrals of misconduct, or related information about actual or potential violations of the Federal securities laws; investor harm; conduct of public companies; securities professionals; regulated entities; and associated persons. The SEC Security in the Workplace Incident Records (SEC– 64) system of records contains records related to reports involving incidents of assault, harassment, intimidation, bullying, weapons possession or threats at the SEC workplace. The IRIS (SEC– 65) system of records contains records related to complaints/inquiries/requests PO 00000 Frm 00126 Fmt 4703 Sfmt 4703 30213 from members of the public and others. In a companion release published elsewhere in this issue of the Federal Register the Commission is issuing a Notice of Proposed Rulemaking concurrent with this notice to exempt these systems from certain provisions of the Privacy Act to the extent that they contain investigatory materials for law enforcement purposes. Additionally, the Commission proposes to revise two existing systems of records, ‘‘Personnel Management Code of Conduct and Employee Performance Files (SEC–38)’’, and ‘‘Enforcement Files (SEC–42)’’. As described in the last published notice, the Personnel Management Code of Conduct and Employee Performance Files (SEC–38) system is used to verify employee and agency compliance with law, regulation, case decisions, agency policies, and the Collective Bargaining Agreement. Minor administrative changes to SEC–38 have been incorporated to reflect the Commission’s current address in the following sections: System Location; and Notification, Access and Contesting Records Procedures. Substantive changes to the notice have been made to the following sections: (1) System Name, reflecting the new title: ‘‘Disciplinary and Adverse Actions, Employee Conduct, and Labor Relations Files’’; (2) Categories of Records, deleting records no longer maintained in this system; and (3) Routine Uses, adding certain standard routine uses as applicable to this system of records (those numbered 1, 2, 4, 5, 6, 7, 8, and 9). On September 8, 2009 (74 FR 46254), the Commission published notice that records related to the Ethics Conduct Rules applicable to Commission Members and employees, including reports on securities transactions, holdings, and accounts required by applicable Federal securities laws and regulations, which were previously contained in SEC–38, would be maintained in a new systems of records titled: Ethics Conduct Rules Files (SEC– 60). The Categories of Records Section of SEC–38 has been revised to reflect the removal of these records. As described in the last published notice, the Enforcement Files (SEC–42) system will be used for purposes of the Commission’s investigations and actions to enforce the Federal securities laws. Additionally, the information in the system is used in conjunction with the collection of amounts ordered to be paid in enforcement actions. Minor administrative changes to SEC–42 have been incorporated to reflect the Commission’s current address in the following sections: System Location; E:\FR\FM\24MYN1.SGM 24MYN1

Agencies

[Federal Register Volume 76, Number 100 (Tuesday, May 24, 2011)]
[Notices]
[Pages 30212-30213]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2011-12862]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, May 26, 
2011 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the 
scheduled matters at the Closed Meeting.
    Commissioner Walter, as duty officer, voted to consider the items 
listed for the Closed Meeting in a closed session.
    The subject matter of the Closed Meeting scheduled for Thursday, 
May 26, 2011 will be:

Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings; and

[[Page 30213]]

Other matters relating to enforcement proceedings.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: May 19, 2011.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2011-12862 Filed 5-20-11; 11:15 am]
BILLING CODE 8011-01-P