Securities and Exchange Commission March 18, 2011 – Federal Register Recent Federal Regulation Documents

Results 1 - 14 of 14
Proposed Collection; Comment Request
Document Number: 2011-6367
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6367.html
Proposed Collection; Comment Request
Document Number: 2011-6366
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6366.html
Proposed Collection; Comment Request
Document Number: 2011-6365
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6365.html
Proposed Collection; Comment Request
Document Number: 2011-6364
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6364.html
Proposed Collection; Comment Request
Document Number: 2011-6363
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6363.html
Proposed Collection; Comment Request
Document Number: 2011-6362
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6362.html
Submission for OMB Review; Comment Request
Document Number: 2011-6320
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6320.html
Submission for OMB Review; Comment Request
Document Number: 2011-6319
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6319.html
Submission for OMB Review; Comment Request
Document Number: 2011-6318
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6318.html
Submission for OMB Review; Comment Request
Document Number: 2011-6317
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6317.html
Submission for OMB Review; Comment Request
Document Number: 2011-6316
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6316.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish a Registration Category, Qualification Examination and Continuing Education Requirements for Certain Operations Personnel, and Adopt FINRA Rule 1250 (Continuing Education Requirements) in the Consolidated FINRA Rulebook
Document Number: 2011-6315
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6315.html
Proposed Collection; Comment Request
Document Number: 2011-6313
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6313.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to PAR Official Fees
Document Number: 2011-6301
Type: Notice
Date: 2011-03-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2011/03/18/2011-6301.html