Securities and Exchange Commission January 4, 2011 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2010-33261
Type: Notice
Date: 2011-01-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendments To Form ADV; Extension of Compliance Date
Document Number: 2010-33142
Type: Rule
Date: 2011-01-04
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is extending the compliance date for Part 2B of Form ADV, the brochure supplement, and for certain rule provisions that relate to the delivery of brochure supplements. The Commission is extending the compliance date generally for four months to provide certain investment advisers additional time to design, test and implement systems and controls to satisfy their obligations to prepare and deliver brochure supplements.
MetLife Insurance Company of Connecticut, et al.
Document Number: 2010-33117
Type: Notice
Date: 2011-01-04
Agency: Securities and Exchange Commission, Agencies and Commissions
iShares Trust, et al.; Notice of Application
Document Number: 2010-33116
Type: Notice
Date: 2011-01-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that permits: (a) Series o SUMMARY: f certain actively managed open-end management investment companies to issue shares (``Shares'') redeemable in large aggregations only (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days from the tender of Shares for redemption; and (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units.
Submission for OMB Review; Comment Request
Document Number: 2010-33113
Type: Notice
Date: 2011-01-04
Agency: Securities and Exchange Commission, Agencies and Commissions