Securities and Exchange Commission 2010 – Federal Register Recent Federal Regulation Documents
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Privacy Act of 1974: Systems of Records
In accordance with the requirements of the Privacy Act of 1974, as amended, 5 U.S.C. 552a, the Securities and Exchange Commission (``Commission'' or ``SEC'') proposes to revise a Privacy Act system of records: ``Pay and Leave System (SEC-15)''. The revisions reflect changes that have occurred since the notice was last published in the Federal Register Volume 64, Number 236 on Thursday, December 9, 1999.
Adoption of Updated EDGAR Filer Manual
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. Revisions were are being made primarily to support the upgrade of the Mutual Fund Risk/Return Summary Taxonomy, to extend the interactive data/eXtensible Business Reporting Language (``XBRL'') validation requirements to all Exhibit 101 attachments regardless of the taxonomy used, and to make minor updates to the validation and processing of Form D submissions and the amendments of 13F-HR and 13F- NT submission types. The EDGAR system is scheduled to be upgraded to support this functionality on April 12, 2010.
Medallion Financial Corp.; Notice of Application
Summary of the Application: Applicant, Medallion Financial Corp. (the ``Company''), requests an order to permit it to issue restricted shares of its common stock to its officers and employees under the terms of its employee compensation plan.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant seeks an order declaring that it has ceased to be an investment company. On April 17, 2009, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $28,735 incurred in connection with the liquidation were paid by applicant and Natixis Asset Management Advisors, L.P., applicant's investment adviser. Applicant has retained assets in the amount of $146,822 to cover outstanding expenses.
MetLife Insurance Company of Connecticut, et al.
Summary of Application: Applicants seek an order approving the substitution of certain series of the Investment Companies for shares of series of other unaffiliated registered investment companies held by the Separate Accounts to fund certain group and individual variable annuity contracts and variable life insurance policies issued by the Insurance Companies (collectively, the ``Contracts''). The Section 17 Applicants seek an order pursuant to Section 17(b) of the Act to permit certain in-kind transactions in connection with certain of the Substitutions.
MCG Capital Corporation; Notice of Application
Summary of the Application: MCG Capital Corporation (the ``Applicant''), requests an order to amend a prior order (the ``Prior Order'') \1\ that permits the Applicant to issue restricted shares of its common stock (``Restricted Stock'') to Applicant's employees and non-employee directors (``Participants'') pursuant to the MCG Capital Corporation 2006 Employee Restricted Stock Plan and the MCG Capital Corporation 2006 Non-Employee Director Restricted Stock Plan (together, the ``Plans'').\2\ Applicant seeks to amend the Prior Order in order to engage in certain transactions, provided for in the MCG Capital Corporation Second Amended and Restated 2006 Employee Restricted Stock Plan and the MCG Capital Corporation Second Amended and Restated Non- Employee Director Restricted Stock Plan (together, the ``Amended Plans'') that may constitute purchases by the Applicant of its own securities within the meaning of section 23(c) of the Act.
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